Fred Brockman has been an investment adviser representative at Captial Advisor Network since January 2026, and is not listed among the firm’s executive officers or direct owners.
Captial Advisor Network is a Lafayette, IN firm with $124M under management, 904 clients and 9 advisers across 7 offices, as of its March 2026 filing.
Fred Brockman is Financial Advisor of Lincoln Legacy Advisors, based in Jasper, Indiana. Brockman began his career in accounting and business administration, then worked in property and casualty insurance agency ownership and real estate before becoming a financial advisor.
Fred Brockman’s longest registration is the current one, 6 years at Captial Advisor Network since 2020. Before joining Captial Advisor Network in 2026, Fred Brockman was registered through Family Wealth Planning Partners.
- Family Wealth Planning Partners– · under a yearLouisville, KY · Adviser representative · Firm CRD 323656
- Capital Advisor NetworkCurrent– present · 6 yearsJasper, IN · Adviser representative · Firm CRD 297578
Investment adviser representative registrations
Fred Brockman is registered as an investment adviser representative in Indiana, since January 2026.
- IndianaSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 26 July 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 2020 |
| SIE | Securities Industry Essentials Examination | 6 May 2020 |
| Series 65 | Uniform Investment Adviser Law Examination | 17 August 2019 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Fred Kent Brockman
- CRD
- 7269465
- Firm
- Captial Advisor Network · CRD 297578
- Office
- 69 US 231 South, Jasper, IN 47546
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lincolnlegacyadvisors.com
Where does Fred Brockman work?
Fred Brockman is an investment adviser representative registered through Captial Advisor Network since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Fred Brockman a financial advisor?
Yes. Fred Brockman has a current investment-adviser registration in Indiana, through Captial Advisor Network since January 2026.
How many years of experience does Fred Brockman have?
Fred Brockman has 6 years in the financial industry, since July 2020, across 2 adviser firms.
What exams has Fred Brockman passed?
Fred Brockman has passed 4 licensing exams: the Series 65, SIE, Series 63 and Series 7TO. The earliest, the Series 65, was passed in August 2019.
Where did Fred Brockman work before Captial Advisor Network?
Before Captial Advisor Network, Fred Brockman was registered through Family Wealth Planning Partners, December 2023 to December 2023.
Where is Fred Brockman based?
Fred Brockman’s registered office is in Jasper, IN.
Is Fred Brockman registered with FINRA?
No. Fred Brockman has no current broker registration.
How can I verify Fred Brockman’s record?
Search CRD 7269465 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Fred Brockman’s full registration record.
