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Frank Shanley

President at Dudley & Shanley in Palm Beach, FL

Investment adviser registrationUpdated

Frank Shanley is President of Dudley & Shanley, Inc., an investment adviser managing $747M, and works from its Palm Beach, FL office. Frank Shanley has been registered as an investment adviser representative through Dudley & Shanley since 28 January 2015, has 14 years in the industry across 1 firm and has passed the Series 65.

14
Years in industry
11
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Frank Shanley has been President of Dudley & Shanley since January 2018, is a control person of the firm and directly owns between 25% and 50% of it.

Dudley & Shanley, Inc. is a Palm Beach, FL firm with $747M under management, 51 clients and 3 advisers across 3 offices, as of its March 2026 filing.

  1. – present · 11 years
    Palm Beach, FL · Adviser representative · Firm CRD 157515
  2. – · 3 years
    Red Bank, NJ · Adviser representative · Firm CRD 157515

Credentials and registrations

Investment adviser representative registrations

Frank Shanley is registered as an investment adviser representative in Florida, since January 2015.

  • FloridaSince 28 January 2015

Examinations

Series 6523 November 2011
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Frank Emmett Shanley
CRD
4339247
Firm
Dudley & Shanley · CRD 157515
Role
President
Office
205 WORTH AVENUE, #311, Palm Beach, FL 33480-4618
Registration
Investment adviser registration
In the industry since
December 2011
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Frank Shanley work?

Frank Shanley has been President of Dudley & Shanley, Inc. since January 2018, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 5 March 2026

Is Frank Shanley a financial advisor?

Yes. Frank Shanley has a current investment-adviser registration in Florida, through Dudley & Shanley since January 2015.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Frank Shanley have?

Frank Shanley has 14 years in the financial industry, since December 2011, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Frank Shanley passed?

Frank Shanley passed the Series 65 in November 2011.

Source: IAPD individual record, checked 22 October 2026

Where did Frank Shanley work before Dudley & Shanley?

Before Dudley & Shanley, Frank Shanley was registered through Dudley & Shanley, LLC, November 2011 to December 2014.

Source: IAPD individual record, checked 22 October 2026

Where is Frank Shanley based?

Frank Shanley’s registered office is in Palm Beach, FL.

Source: IAPD individual record, checked 22 October 2026

Is Frank Shanley registered with FINRA?

No. Frank Shanley has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Frank Shanley’s record?

Search CRD 4339247 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Shanley’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Dudley & Shanley

Sources

  1. IAPD individual record, CRD 4339247, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Dudley & Shanley, Inc., filed 5 March 2026. Title, control and ownership bands.