Frank Pavlica has been an investment adviser representative at Strategic Investment Solutions since December 2010, and is not listed among the firm’s executive officers or direct owners.
Strategic Investment Solutions, Inc. is an Orland Park, IL firm with $830M under management, 2,695 clients and 9 advisers across 4 offices, as of its February 2026 filing.
Frank Pavlica’s longest registration is the current one, 15 years at Strategic Investment Solutions since 2010. Before joining Strategic Investment Solutions in 2010, Frank Pavlica was registered through LPL Financial LLC and Waterstone Financial Group, Inc.
- – present · 15 yearsAdviser representative · Firm CRD 143128
- LPL Financial LLC– · 6 yearsInverness, IL · Adviser representative · Firm CRD 6413
- Waterstone Financial Group, Inc.– · 4 yearsInverness, IL · Adviser representative · Firm CRD 10078
- Successful Retirement Planning Institute, Inc.– · 13 yearsInverness, IL · Adviser representative · Firm CRD 122926
Investment adviser representative registrations
Frank Pavlica is registered as an investment adviser representative in Illinois, since December 2010.
- IllinoisSince 3 December 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 December 1985 |
| Series 7 | General Securities Representative Examination | 16 November 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank James Pavlica
- CRD
- 1429378
- Firm
- Strategic Investment Solutions · CRD 143128
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Frank Pavlica work?
Frank Pavlica is an investment adviser representative registered through Strategic Investment Solutions, Inc. since December 2010, and is not listed among the firm’s executive officers or direct owners.
Is Frank Pavlica a financial advisor?
Yes. Frank Pavlica has a current investment-adviser registration in Illinois, through Strategic Investment Solutions since December 2010.
How many years of experience does Frank Pavlica have?
Frank Pavlica has 40 years in the financial industry, since December 1985, across 4 adviser firms.
What exams has Frank Pavlica passed?
Frank Pavlica has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1985. FINRA credited Frank Pavlica with the SIE, which began in October 2018.
Where did Frank Pavlica work before Strategic Investment Solutions?
Before Strategic Investment Solutions, Frank Pavlica was registered through Waterstone Financial Group, Inc., January 2005 to September 2009.
Is Frank Pavlica registered with FINRA?
Yes. Frank Pavlica has a current broker registration, under CRD 1429378.
Source: FINRA BrokerCheck
How can I verify Frank Pavlica’s record?
Search CRD 1429378 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Frank Pavlica’s full registration record.