Frank Palumbo has been an investment adviser representative at Partners Capital Services since June 2008, and is not listed among the firm’s executive officers or direct owners.
Partners Capital Services, Inc. is a Hauppauge, NY firm with $109M under management, 238 clients and 12 advisers across 2 offices, as of its February 2026 filing.
Frank Palumbo’s longest registration is the current one, 18 years at Partners Capital Services since 2008. Before joining Partners Capital Services in 2008, Frank Palumbo was registered through Banc of America Investment Services, Inc. and Quick & Reilly, Inc.
- – present · 18 yearsHauppauge, NY · Adviser representative · Firm CRD 127621
- Banc of America Investment Services, Inc.– · under a yearMineola, NY · Adviser representative · Firm CRD 16361
- Quick & Reilly, Inc.– · 2 yearsMineola, NY · Adviser representative · Firm CRD 11217
Investment adviser representative registrations
Frank Palumbo is registered as an investment adviser representative in 3 states. The first approvals date from June 2008; the most recent is New York, in April 2021.
- CaliforniaSince 5 June 2008
- FloridaSince 13 November 2015
- New YorkSince 13 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 July 2012 |
| Series 66 | Uniform Combined State Law Examination | 17 April 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 December 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 May 1992 |
| Series 7 | General Securities Representative Examination | 19 May 1992 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2165975
- Firm
- Partners Capital Services · CRD 127621
- Office
- 205 OSER AVE, Hauppauge, NY 11788
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Frank Palumbo work?
Frank Palumbo is an investment adviser representative registered through Partners Capital Services, Inc. since June 2008, and is not listed among the firm’s executive officers or direct owners.
Is Frank Palumbo a financial advisor?
Yes. Frank Palumbo has a current investment-adviser registration in California, Florida and New York, through Partners Capital Services since June 2008.
How many years of experience does Frank Palumbo have?
Frank Palumbo has 33 years in the financial industry, since October 1993, across 3 adviser firms.
What exams has Frank Palumbo passed?
Frank Palumbo has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 66, Series 24 and Series 79TO. The earliest, the Series 7, was passed in May 1992. FINRA credited Frank Palumbo with the SIE, which began in October 2018.
Where did Frank Palumbo work before Partners Capital Services?
Before Partners Capital Services, Frank Palumbo was registered through Banc of America Investment Services, Inc., October 2004 to January 2005; Quick & Reilly, Inc., September 2002 to October 2004.
Where is Frank Palumbo based?
Frank Palumbo’s registered office is in Hauppauge, NY.
Is Frank Palumbo registered with FINRA?
Yes. Frank Palumbo has a current broker registration, under CRD 2165975.
Source: FINRA BrokerCheck
How can I verify Frank Palumbo’s record?
Search CRD 2165975 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Frank Palumbo’s full registration record.