Frank Lombardo has been an investment adviser representative at W Advisors since March 2015, and is not listed among the firm’s executive officers or direct owners.
W Advisors LLC is a Germantown, TN firm with $245M under management, 95 clients and 2 advisers in one office, as of its September 2026 filing.
Frank Lombardo’s longest registration is the current one, 11 years at W Advisors since 2015. Before joining W Advisors in 2015, Frank Lombardo was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- Morgan Stanley– · 4 yearsMemphis, TN · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsMemphis, TN · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearMemphis, TN · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Frank Lombardo is registered as an investment adviser representative in Tennessee, since March 2015.
- TennesseeSince 26 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 13 February 2007 |
| Series 66 | Uniform Combined State Law Examination | 12 January 2007 |
| Series 7 | General Securities Representative Examination | 1 November 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank Lawrence Lombardo
- CRD
- 5192692
- Firm
- W Advisors · CRD 168452
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Frank Lombardo work?
Frank Lombardo is an investment adviser representative registered through W Advisors LLC since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is Frank Lombardo a financial advisor?
Yes. Frank Lombardo has a current investment-adviser registration in Tennessee, through W Advisors since March 2015.
How many years of experience does Frank Lombardo have?
Frank Lombardo has 19 years in the financial industry, since November 2006, across 4 adviser firms.
What exams has Frank Lombardo passed?
Frank Lombardo has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in November 2006. FINRA credited Frank Lombardo with the SIE, which began in October 2018.
Where did Frank Lombardo work before W Advisors?
Before W Advisors, Frank Lombardo was registered through Morgan Stanley, June 2009 to October 2013; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, January 2007 to April 2007.
Is Frank Lombardo registered with FINRA?
Yes. Frank Lombardo has a current broker registration, under CRD 5192692.
Source: FINRA BrokerCheck
How can I verify Frank Lombardo’s record?
Search CRD 5192692 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Frank Lombardo’s full registration record.