Frank Guida has been Managing Member of A Better Way Financial since June 2011, is a control person of the firm and directly owns between 25% and 50% of it.
A Better Way Financial, LLC is an Allentown, PA firm with $109M under management, 354 clients and 5 advisers in one office, as of its September 2026 filing.
Frank Guida’s longest registration is the current one, 7 years at A Better Way Financial since 2019. Before joining A Better Way Financial in 2019, Frank Guida was registered through Retirement Wealth Advisors, Inc.
- A Better Way Financial, LLCCurrent– present · 7 yearsAllentown, PA · Adviser representative · Firm CRD 304914
- Retirement Wealth Advisors, Inc.– · 5 yearsWhitehall, PA · Adviser representative · Firm CRD 137658
Investment adviser representative registrations
Frank Guida is registered as an investment adviser representative in Pennsylvania, since August 2019.
- PennsylvaniaSince 21 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 April 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 May 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1499368
- Firm
- A Better Way Financial · CRD 304914
- Role
- Managing Member
- Office
- 6357 AIRPORT ROAD, Allentown, PA 18109
- Registration
- Investment adviser registration
- In the industry since
- December 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Guida work?
Frank Guida has been Managing Member of A Better Way Financial, LLC since June 2011, and is a control person of the firm.
Is Frank Guida a financial advisor?
Yes. Frank Guida has a current investment-adviser registration in Pennsylvania, through A Better Way Financial since August 2019.
How many years of experience does Frank Guida have?
Frank Guida has 20 years in the financial industry, since December 2005, across 2 adviser firms.
What exams has Frank Guida passed?
Frank Guida has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 1986.
Where is Frank Guida based?
Frank Guida’s registered office is in Allentown, PA.
Is Frank Guida registered with FINRA?
No. Frank Guida has no current broker registration.
How can I verify Frank Guida’s record?
Search CRD 1499368 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Guida’s full registration record.