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Frank Avena

President and Chief Compliance Officer at 191 Godwin Associates, Inc D/B/A Godwin Capital Management in Wyckoff, NJ

Investment adviser registrationUpdated

Frank Avena is President and Chief Compliance Officer of 191 Godwin Associates, Inc D/B/A Godwin Capital Management, an investment adviser managing $150M, and works from its Wyckoff, NJ office. Frank Avena has been registered as an investment adviser representative through 191 Godwin Associates, Inc D/B/A Godwin Capital Management since 18 October 2004, has 22 years in the industry across 1 firm and has passed the Series 65.

22
Years in industry
22
Years at firm
1
Adviser firms
0
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Frank Avena has been President and Chief Compliance Officer of 191 Godwin Associates, Inc D/B/A Godwin Capital Management since January 2002, is a control person of the firm and directly owns between 50% and 75% of it.

191 Godwin Associates, Inc D/B/A Godwin Capital Management is a Wyckoff, NJ firm with $150M under management, 319 clients and 1 adviser in one office, as of its February 2026 filing.

  1. – present · 22 years
    Wyckoff, NJ · Adviser representative · Firm CRD 124288

Credentials and registrations

Examinations

Series 6511 July 2000
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Frank Joseph Avena
CRD
4618338
Role
President and Chief Compliance Officer
Office
191 GODWIN AVENUE, Wyckoff, NJ 07481-2052
Registration
Investment adviser registration
In the industry since
October 2004
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Frank Avena work?

Frank Avena has been President and Chief Compliance Officer of 191 Godwin Associates, Inc D/B/A Godwin Capital Management since January 2002, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 February 2026

Is Frank Avena a financial advisor?

Yes. Frank Avena has a current investment-adviser registration, through 191 Godwin Associates, Inc D/B/A Godwin Capital Management since October 2004.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Frank Avena have?

Frank Avena has 22 years in the financial industry, since October 2004, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Frank Avena passed?

Frank Avena passed the Series 65 in July 2000.

Source: IAPD individual record, checked 22 October 2026

Where is Frank Avena based?

Frank Avena’s registered office is in Wyckoff, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Frank Avena registered with FINRA?

No. Frank Avena has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Frank Avena’s record?

Search CRD 4618338 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Avena’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at 191 Godwin Associates, Inc D/B/A Godwin Capital Management

Sources

  1. IAPD individual record, CRD 4618338, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of 191 Godwin Associates, Inc D/B/A Godwin Capital Management, filed 10 February 2026. Title, control and ownership bands.