Francois Rochon has been an investment adviser representative at Giverny Capital Advisors since July 2014, and is not listed among the firm’s executive officers or direct owners.
Giverny Capital Advisors LLC is a Princeton, NJ firm with $421M under management, 190 clients and 2 advisers in one office, as of its March 2026 filing.
- Giverny Capital AdvisorsCurrent– present · 12 yearsPrinceton, NJ · Adviser representative · Firm CRD 150123
Investment adviser representative registrations
Francois Rochon is registered as an investment adviser representative in 4 states. The first approvals date from July 2014; the most recent is Texas, in January 2015.
- CaliforniaSince 26 July 2014
- FloridaSince 10 December 2014
- New JerseySince 14 August 2014
- TexasSince 12 January 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 July 2014 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 4763502
- Firm
- Giverny Capital Advisors · CRD 150123
- Office
- 182 NASSAU STREET, SUITE 201, Princeton, NJ 08542
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Francois Rochon work?
Francois Rochon is an investment adviser representative registered through Giverny Capital Advisors LLC since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Francois Rochon a financial advisor?
Yes. Francois Rochon has a current investment-adviser registration in California, Florida, New Jersey and Texas, through Giverny Capital Advisors since July 2014.
How many years of experience does Francois Rochon have?
Francois Rochon has 12 years in the financial industry, since July 2014, across 1 adviser firm.
What exams has Francois Rochon passed?
Francois Rochon passed the Series 65 in July 2014.
Where is Francois Rochon based?
Francois Rochon’s registered office is in Princeton, NJ.
Is Francois Rochon registered with FINRA?
No. Francois Rochon has no current broker registration.
How can I verify Francois Rochon’s record?
Search CRD 4763502 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Francois Rochon’s full registration record.