Francis Walsh has been Member/Owner of Opulus since May 2009, is a control person of the firm and directly owns between 10% and 25% of it.
Opulus LLC is a Doylestown, PA firm with $105M under management, 185 clients and 2 advisers in one office, as of its June 2026 filing.
Francis Walsh’s longest registration is the current one, 7 years at Opulus since 2019. Before joining Opulus in 2019, Francis Walsh was registered through Hornor, Townsend & Kent, LLC.
- Hornor, Townsend & Kent, LLC– · 1 yearNewark, DE · Adviser representative · Firm CRD 4031
Investment adviser representative registrations
Francis Walsh is registered as an investment adviser representative in Pennsylvania, since August 2019.
- PennsylvaniaSince 21 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 October 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 September 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Francis Matthew Walsh
- CRD
- 6744742
- Firm
- Opulus · CRD 304763
- Role
- Member/Owner
- Office
- 16 NORTH FRANKLIN STREET, SUITE 302, Doylestown, PA 18901
- Registration
- Investment adviser registration
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Francis Walsh work?
Francis Walsh has been Member/Owner of Opulus LLC since May 2009, and is a control person of the firm.
Is Francis Walsh a financial advisor?
Yes. Francis Walsh has a current investment-adviser registration in Pennsylvania, through Opulus since August 2019.
How many years of experience does Francis Walsh have?
Francis Walsh has 9 years in the financial industry, since September 2017, across 2 adviser firms.
What exams has Francis Walsh passed?
Francis Walsh has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2017. FINRA credited Francis Walsh with the SIE, which began in October 2018.
Where did Francis Walsh work before Opulus?
Before Opulus, Francis Walsh was registered through Hornor, Townsend & Kent, LLC, February 2018 to August 2019.
Where is Francis Walsh based?
Francis Walsh’s registered office is in Doylestown, PA.
Is Francis Walsh registered with FINRA?
No. Francis Walsh has no current broker registration.
How can I verify Francis Walsh’s record?
Search CRD 6744742 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Francis Walsh’s full registration record.