Francis Conway has been an investment adviser representative at Bespoke Investment Group since July 2022, and is not listed among the firm’s executive officers or direct owners.
Bespoke Investment Group, LLC is a Harrison, NY firm with $101M under management, 59 clients and 5 advisers in one office, as of its March 2026 filing.
Francis Conway’s longest registration is the current one, 4 years at Bespoke Investment Group since 2022. Before joining Bespoke Investment Group in 2022, Francis Conway was registered through Morgan Stanley Smith Barney LLC.
- – present · 4 yearsHarrison, NY · Adviser representative · Firm CRD 144080
- Morgan Stanley Smith Barney LLC– · 1 yearWestport, CT · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Francis Conway is registered as an investment adviser representative in 2 states. Each was approved in July 2022.
- New YorkSince 1 July 2022
- TexasSince 1 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 2022 |
| Series 24 | General Securities Principal Examination | 5 March 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 18 September 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 1990 |
| Series 7 | General Securities Representative Examination | 5 November 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Francis Joseph Conway
- CRD
- 1970907
- Firm
- Bespoke Investment Group · CRD 144080
- Office
- 105 CALVERT ST., SUITE 100, Harrison, NY 10528
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Francis Conway work?
Francis Conway is an investment adviser representative registered through Bespoke Investment Group, LLC since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Francis Conway a financial advisor?
Yes. Francis Conway has a current investment-adviser registration in New York and Texas, through Bespoke Investment Group since July 2022.
How many years of experience does Francis Conway have?
Francis Conway has 5 years in the financial industry, since June 2021, across 2 adviser firms.
What exams has Francis Conway passed?
Francis Conway has passed 5 licensing exams: the Series 7, Series 63, Series 55, Series 24 and Series 65. The earliest, the Series 7, was passed in November 1990.
Where did Francis Conway work before Bespoke Investment Group?
Before Bespoke Investment Group, Francis Conway was registered through Morgan Stanley Smith Barney LLC, June 2010 to June 2011.
Where is Francis Conway based?
Francis Conway’s registered office is in Harrison, NY.
Is Francis Conway registered with FINRA?
No. Francis Conway has no current broker registration.
How can I verify Francis Conway’s record?
Search CRD 1970907 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Francis Conway’s full registration record.