Francis Brown has been Managing Member and Chief Compliance Officer of Abundant Wealth Management since April 2018, is a control person of the firm and directly owns 75% or more of it.
Abundant Wealth Management LLC is a Stamford, CT firm with $244M under management, 187 clients and 3 advisers in one office, as of its April 2026 filing.
Francis Brown’s longest registration was 9 years at TLG Advisors, Inc. (2016–2025). Before joining Abundant Wealth Management in 2025, Francis Brown was registered through TLG Advisors, Inc.
- – present · 1 yearStamford, CT · Adviser representative · Firm CRD 331285
- TLG Advisors, Inc.– · 9 yearsStamford, CT · Adviser representative · Firm CRD 111052
Investment adviser representative registrations
Francis Brown is registered as an investment adviser representative in 2 states. The first approvals date from June 2025; the most recent is Texas, in September 2025.
- ConnecticutSince 30 June 2025
- TexasSince 4 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 January 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 June 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Francis Anthony Brown
- CRD
- 2245427
- Firm
- Abundant Wealth Management · CRD 331285
- Role
- Managing Member and Chief Compliance Officer
- Office
- 700 CANAL STREET, SERENDIPITY LABS, Stamford, CT 06902
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Francis Brown work?
Francis Brown has been Managing Member and Chief Compliance Officer of Abundant Wealth Management LLC since April 2018, and is a control person of the firm.
Is Francis Brown a financial advisor?
Yes. Francis Brown has a current investment-adviser registration in Connecticut and Texas, through Abundant Wealth Management since June 2025.
How many years of experience does Francis Brown have?
Francis Brown has 32 years in the financial industry, since October 1994, across 2 adviser firms.
What exams has Francis Brown passed?
Francis Brown has passed 3 licensing exams: the Series 6, Series 63 and Series 26. The earliest, the Series 6, was passed in June 1992. FINRA credited Francis Brown with the SIE, which began in October 2018.
Where did Francis Brown work before Abundant Wealth Management?
Before Abundant Wealth Management, Francis Brown was registered through TLG Advisors, Inc., January 2016 to June 2025.
Where is Francis Brown based?
Francis Brown’s registered office is in Stamford, CT.
Is Francis Brown registered with FINRA?
Yes. Francis Brown has a current broker registration, under CRD 2245427.
Source: FINRA BrokerCheck
How can I verify Francis Brown’s record?
Search CRD 2245427 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Francis Brown’s full registration record.