Fallon Flaharty has been an investment adviser representative at Flaharty Asset Management since December 2025, and is not listed among the firm’s executive officers or direct owners.
Flaharty Asset Management, LLC is a Clearwater, FL firm with $902M under management, 1,130 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Fallon Flaharty’s longest registration is the current one, under a year at Flaharty Asset Management since 2025.
- Modern Wealth Management, LLCAlso current– present · under a yearClearwater, FL · Adviser representative · Firm CRD 324624
- – present · under a yearClearwater, FL · Adviser representative · Firm CRD 168495
Investment adviser representative registrations
Fallon Flaharty is registered as an investment adviser representative in Florida, since December 2025.
- FloridaSince 8 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 November 2025 |
| Series 7TO | General Securities Representative Examination | 24 January 2025 |
| SIE | Securities Industry Essentials Examination | 26 March 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Fallon L Flaharty
- CRD
- 6640758
- Firm
- Flaharty Asset Management · CRD 168495
- Office
- 311 PARK PLACE BLVD., SUITE 150, Clearwater, FL 33759
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Fallon Flaharty work?
Fallon Flaharty is an investment adviser representative registered through Flaharty Asset Management, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Fallon Flaharty a financial advisor?
Yes. Fallon Flaharty has a current investment-adviser registration in Florida, through Flaharty Asset Management since December 2025.
How many years of experience does Fallon Flaharty have?
Fallon Flaharty has 1 year in the financial industry, since January 2025, across 2 adviser firms.
What exams has Fallon Flaharty passed?
Fallon Flaharty has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in March 2024.
Where is Fallon Flaharty based?
Fallon Flaharty’s registered office is in Clearwater, FL.
Is Fallon Flaharty registered with FINRA?
Yes. Fallon Flaharty has a current broker registration, under CRD 6640758.
Source: FINRA BrokerCheck
How can I verify Fallon Flaharty’s record?
Search CRD 6640758 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Fallon Flaharty’s full registration record.