Ethan Prince has been an investment adviser representative at Nest Investments since May 2025, and is not listed among the firm’s executive officers or direct owners.
Nest Investments LLC is a Conshohocken, PA firm with $132M under management, 2,832 clients and 9 advisers in one office, as of its August 2026 filing.
Investment adviser representative registrations
Ethan Prince is registered as an investment adviser representative in 2 states. Each was approved in May 2025.
- New JerseySince 20 May 2025
- PennsylvaniaSince 20 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 May 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 August 2023 |
| Series 7TO | General Securities Representative Examination | 8 August 2023 |
| SIE | Securities Industry Essentials Examination | 22 May 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ethan Patrick Prince
- CRD
- 7717982
- Firm
- Nest Investments · CRD 286024
- Office
- 20 ASH STREET, SUITE 300, Conshohocken, PA 19428
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ethan Prince work?
Ethan Prince is an investment adviser representative registered through Nest Investments LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ethan Prince a financial advisor?
Yes. Ethan Prince has a current investment-adviser registration in New Jersey and Pennsylvania, through Nest Investments since May 2025.
How many years of experience does Ethan Prince have?
Ethan Prince has 3 years in the financial industry, since August 2023, across 1 adviser firm.
What exams has Ethan Prince passed?
Ethan Prince has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in May 2023.
Where is Ethan Prince based?
Ethan Prince’s registered office is in Conshohocken, PA.
Is Ethan Prince registered with FINRA?
Yes. Ethan Prince has a current broker registration, under CRD 7717982.
Source: FINRA BrokerCheck
How can I verify Ethan Prince’s record?
Search CRD 7717982 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ethan Prince’s full registration record.