Ethan Carr has been an investment adviser representative at Independent Wealth Advisors since February 2026, and is not listed among the firm’s executive officers or direct owners.
Independent Wealth Advisors, LLC is a Cary, NC firm with $195M under management, 258 clients and 4 advisers in one office, as of its June 2026 filing.
Ethan Carr’s longest registration was 7 years at Equitable Advisors, LLC (2018–2026). Before joining Independent Wealth Advisors in 2026, Ethan Carr was registered through Equitable Advisors, LLC.
- – present · under a yearCary, NC · Adviser representative · Firm CRD 328786
- Equitable Advisors, LLC– · 7 yearsRaleigh, NC · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Ethan Carr is registered as an investment adviser representative in North Carolina, since February 2026.
- North CarolinaSince 12 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 31 October 2018 |
| Series 7 | General Securities Representative Examination | 30 October 2018 |
| Series 66 | Uniform Combined State Law Examination | 23 August 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Ethan Sloan Carr
- CRD
- 7002438
- Firm
- Independent Wealth Advisors · CRD 328786
- Office
- 167 E. CHATHAM STREET, SUITE 300, Cary, NC 27511
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ethan Carr work?
Ethan Carr is an investment adviser representative registered through Independent Wealth Advisors, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ethan Carr a financial advisor?
Yes. Ethan Carr has a current investment-adviser registration in North Carolina, through Independent Wealth Advisors since February 2026.
How many years of experience does Ethan Carr have?
Ethan Carr has 7 years in the financial industry, since October 2018, across 2 adviser firms.
What exams has Ethan Carr passed?
Ethan Carr has passed 3 licensing exams: the Series 66, Series 7 and SIE. The earliest, the Series 66, was passed in August 2018.
Where is Ethan Carr based?
Ethan Carr’s registered office is in Cary, NC.
Is Ethan Carr registered with FINRA?
Yes. Ethan Carr has a current broker registration, under CRD 7002438.
Source: FINRA BrokerCheck
How can I verify Ethan Carr’s record?
Search CRD 7002438 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ethan Carr’s full registration record.