Esme Miano has been an investment adviser representative at Compass Wealth Management since June 2026, and is not listed among the firm’s executive officers or direct owners.
Compass Wealth Management LLC is a Guilford, CT firm with $683M under management, 375 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Esme Miano’s longest registration was 2 years at Riskbridge Advisors, LLC (2024–2026). Before joining Compass Wealth Management in 2026, Esme Miano was registered through Riskbridge Advisors, LLC.
- – present · under a yearGuilford, CT · Adviser representative · Firm CRD 106289
- Riskbridge Advisors, LLC– · 2 yearsNorwalk, CT · Adviser representative · Firm CRD 310396
Investment adviser representative registrations
Esme Miano is registered as an investment adviser representative in Connecticut, since June 2026.
- ConnecticutSince 4 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Esme Eva Miano
- CRD
- 7628842
- Firm
- Compass Wealth Management · CRD 106289
- Office
- 10 Waters St., Guilford, CT 06437
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Esme Miano work?
Esme Miano is an investment adviser representative registered through Compass Wealth Management LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Esme Miano a financial advisor?
Yes. Esme Miano has a current investment-adviser registration in Connecticut, through Compass Wealth Management since June 2026.
How many years of experience does Esme Miano have?
Esme Miano has 2 years in the financial industry, since March 2024, across 2 adviser firms.
What exams has Esme Miano passed?
Esme Miano passed the Series 65 in February 2024.
Where did Esme Miano work before Compass Wealth Management?
Before Compass Wealth Management, Esme Miano was registered through Riskbridge Advisors, LLC, February 2024 to May 2026.
Where is Esme Miano based?
Esme Miano’s registered office is in Guilford, CT.
Is Esme Miano registered with FINRA?
No. Esme Miano has no current broker registration.
How can I verify Esme Miano’s record?
Search CRD 7628842 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Esme Miano’s full registration record.
