Ernest Schultz has been an investment adviser representative at Latitude Advisors since March 2024, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Ernest Schultz’s longest registration is the current one, 2 years at Latitude Advisors since 2024. Before joining Latitude Advisors in 2024, Ernest Schultz was registered through MML Investors Services, LLC and Park Avenue Securities LLC.
- GWN Securities Inc.Also current– present · 2 yearsOceanside, NY · Adviser representative and broker · Firm CRD 128929
- Latitude Advisors, LLCCurrent– present · 2 yearsOceanside, NY · Adviser representative · Firm CRD 151001
- MML Investors Services, LLC– · 1 yearNew York, NY · Adviser representative · Firm CRD 10409
- Park Avenue Securities LLC– · under a yearMelville, NY · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Ernest Schultz is registered as an investment adviser representative in New York, since March 2024.
- New YorkSince 14 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 April 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 March 2018 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ernest Fred Schultz
- CRD
- 6735823
- Firm
- Latitude Advisors · CRD 151001
- Office
- Oceanside, NY
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ernest Schultz work?
Ernest Schultz is an investment adviser representative registered through Latitude Advisors, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Ernest Schultz a financial advisor?
Yes. Ernest Schultz has a current investment-adviser registration in New York, through Latitude Advisors since March 2024.
How many years of experience does Ernest Schultz have?
Ernest Schultz has 7 years in the financial industry, since May 2019, across 4 adviser firms.
What exams has Ernest Schultz passed?
Ernest Schultz has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in March 2018. FINRA credited Ernest Schultz with the SIE, which began in October 2018.
Where did Ernest Schultz work before Latitude Advisors?
Before Latitude Advisors, Ernest Schultz was registered through MML Investors Services, LLC, June 2021 to February 2023; Park Avenue Securities LLC, June 2020 to October 2020.
Where is Ernest Schultz based?
Ernest Schultz’s registered office is in Oceanside, NY.
Is Ernest Schultz registered with FINRA?
Yes. Ernest Schultz has a current broker registration, under CRD 6735823.
Source: FINRA BrokerCheck
How can I verify Ernest Schultz’s record?
Search CRD 6735823 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ernest Schultz’s full registration record.