Ernest C'Debaca has been CCO of SoundPath Retirement Strategies since June 2026, is not listed as a control person, but directly owns under 5% of the firm.
Soundpath Retirement Strategies, LLC is a Bellevue, WA firm with $159M under management, 181 clients and 4 advisers across 4 offices, as of its September 2026 filing.
Ernest C'Debaca’s longest registration was 6 years at Foundations Investment Advisors LLC (2017–2024).
- Foundations Investment Advisors LLC– · 6 yearsPhoenix, AZ · Adviser representative · Firm CRD 175083
- Trajan Wealth, L.L.C.– · under a yearScottsdale, AZ · Adviser representative · Firm CRD 158847
- Commonwealth Financial Network– · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 8032
- Wells Fargo Advisors, LLC– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 19616
- Honkamp Krueger Financial Services Inc– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 106237
- Aletheia Research and Management Inc– · under a yearSanta Monica, CA · Adviser representative · Firm CRD 107877
- Ing Investment Management Co.– · under a yearNew York, NY · Adviser representative · Firm CRD 106494
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 December 2008 |
| Series 24 | General Securities Principal Examination | 11 November 2008 |
| Series 7 | General Securities Representative Examination | 30 September 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Ernest John C'Debaca
- CRD
- 5574701
- Firm
- SoundPath Retirement Strategies · CRD 315590
- Role
- CCO
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Ernest C'Debaca work?
Ernest C'Debaca has been CCO of Soundpath Retirement Strategies, LLC since June 2026.
Does Ernest C'Debaca have a current investment-adviser registration?
Ernest C'Debaca has no current investment-adviser or broker registration.
What exams has Ernest C'Debaca passed?
Ernest C'Debaca has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in September 2008. FINRA credited Ernest C'Debaca with the SIE, which began in October 2018.
Where was Ernest C'Debaca previously registered as an investment adviser?
Ernest C'Debaca has past investment-adviser registrations through Foundations Investment Advisors LLC, December 2017 to November 2024; Trajan Wealth, L.L.C., December 2017 to June 2018; Commonwealth Financial Network, October 2014 to November 2017; Wells Fargo Advisors, LLC, January 2013 to April 2014; Honkamp Krueger Financial Services Inc, November 2011 to December 2012; Aletheia Research and Management Inc, February 2010 to August 2010; Ing Investment Management Co., December 2008 to November 2009, across 7 firms.
Is Ernest C'Debaca registered with FINRA?
No. Ernest C'Debaca has no current broker registration.
How can I verify Ernest C'Debaca’s record?
Search CRD 5574701 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ernest C'Debaca’s full registration record.