Erik Preus has been President of Envestnet Retirement Solutions since January 2021, is a control person of the firm and directly owns under 5% of it.
Envestnet Retirement Solutions, LLC is a Berwyn, PA firm with $16.3B under management, 4,876 clients and 15 advisers in one office, as of its June 2026 filing.
Erik Preus is Head of Investment Solutions at Envestnet | PMC. He is responsible for the oversight and leadership of the investment solutions offered to clients in areas including Tax Overlay, Sustainable Investing, Retirement Fiduciary Services, CIO Support, and packaged portfolio solutions. Preus joined PMC in 2014 via Envestnet's acquisition of Placemark Investments, where he was head of enterprise sales and business development.
Erik Preus’ longest registration is the current one, 3 years at Envestnet Retirement Solutions since 2023. Before joining Envestnet Retirement Solutions in 2023, Erik Preus was registered through RBC Capital Markets, LLC and RBC Dain Rauscher Inc.
- – present · 3 yearsMaple Grove, MN · Adviser representative · Firm CRD 171570
- RBC Capital Markets, LLC– · 2 yearsMinneapolis, MN · Adviser representative · Firm CRD 31194
- RBC Dain Rauscher Inc.– · 1 yearMinneapolis, MN · Adviser representative · Firm CRD 31194
Professional designations
Listed by Envestnet Retirement Solutions
- CFA
Investment adviser representative registrations
Erik Preus is registered as an investment adviser representative in 2 states. Each was approved in August 2023.
- IllinoisSince 2 August 2023
- MinnesotaSince 2 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 3 October 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 March 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 1993 |
| Series 7 | General Securities Representative Examination | 20 December 1993 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erik Robert Preus
- CRD
- 2404788
- Firm
- Envestnet Retirement Solutions · CRD 171570
- Role
- President
- Office
- Maple Grove, MN
- Registration
- Investment adviser registration
- In the industry since
- June 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- envestnet.com
Where does Erik Preus work?
Erik Preus has been President of Envestnet Retirement Solutions, LLC since January 2021, and is a control person of the firm.
Is Erik Preus a financial advisor?
Yes. Erik Preus has a current investment-adviser registration in Illinois and Minnesota, through Envestnet Retirement Solutions since August 2023.
How many years of experience does Erik Preus have?
Erik Preus has 6 years in the financial industry, since June 2020, across 2 adviser firms.
What exams has Erik Preus passed?
Erik Preus has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in December 1993.
Where did Erik Preus work before Envestnet Retirement Solutions?
Before Envestnet Retirement Solutions, Erik Preus was registered through RBC Capital Markets, LLC, June 2010 to July 2012; RBC Dain Rauscher Inc., April 2005 to May 2006.
Where is Erik Preus based?
Erik Preus’ registered office is in Maple Grove, MN.
Is Erik Preus registered with FINRA?
No. Erik Preus has no current broker registration.
Is Erik Preus a CFA charterholder?
Envestnet Retirement Solutions lists Erik Preus with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Erik Preus’ record?
Search CRD 2404788 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erik Preus’ full registration record.
- Christopher ToddChief Executive Officer
- John HofmannChief Financial Officer
- Debra DevoeChief Compliance Officer
- Dana D'AuriaCo-Chief Investment Officer
- Denise DianaPrincipal Director
- Kathryn EvansChief Operations Officer
- Shelly O'BrienCorporate Secretary