Erick Palacios has been Managing Member & Chief Compliance Officer of Palacios Wealth Management since August 2023, is a control person of the firm and directly owns 75% or more of it. Erick Palacios holds a Bachelor's degree in Finance and Economics from the University of Florida and a Master of Business Administration from Jacksonville University.
Palacios Wealth Management, LLC is an Ormond Beach, FL firm with $234M under management, 418 clients and 2 advisers in one office, as of its July 2026 filing.
Erick J. Palacios is a Wealth Advisor at Plan to Prosper Wealth Management, based in Ormond Beach, Florida. He spent years in the banking sector, working with community and large banks as well as investment management firms. His experience ranges from investment and retirement planning to advanced tax strategies, wealth management, and consumer and small business lending.
Erick Palacios’ longest registration was 8 years at Xcel Wealth Management, LLC (2015–2023). Before joining Palacios Wealth Management in 2023, Erick Palacios was registered through Xcel Wealth Management, LLC and American Express Financial Advisors, Inc.
- – present · 3 yearsOrmond Beach, FL · Adviser representative · Firm CRD 327660
- Xcel Wealth Management, LLC– · 8 yearsHolly Hill, FL · Adviser representative · Firm CRD 158863
- American Express Financial Advisors, Inc.– · under a yearJacksonville, FL · Adviser representative · Firm CRD 6363
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 December 2014 |
| Series 7 | General Securities Representative Examination | 25 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erick Jose Raul Palacios
- CRD
- 4557570
- Firm
- Palacios Wealth Management · CRD 327660
- Role
- Managing Member & Chief Compliance Officer
- Office
- 595 W. GRANADA BOULEVARD, SUITE K, Ormond Beach, FL 32174
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- myplantoprosper.com
Where does Erick Palacios work?
Erick Palacios has been Managing Member & Chief Compliance Officer of Palacios Wealth Management, LLC since August 2023, and is a control person of the firm.
Is Erick Palacios a financial advisor?
Yes. Erick Palacios has a current investment-adviser registration, through Palacios Wealth Management since September 2023.
How many years of experience does Erick Palacios have?
Erick Palacios has 12 years in the financial industry, since December 2013, across 3 adviser firms.
What exams has Erick Palacios passed?
Erick Palacios has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2014. FINRA credited Erick Palacios with the SIE, which began in October 2018.
Where did Erick Palacios work before Palacios Wealth Management?
Before Palacios Wealth Management, Erick Palacios was registered through American Express Financial Advisors, Inc., September 2002 to June 2003.
Where is Erick Palacios based?
Erick Palacios’ registered office is in Ormond Beach, FL.
Is Erick Palacios registered with FINRA?
No. Erick Palacios has no current broker registration.
How can I verify Erick Palacios’ record?
Search CRD 4557570 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erick Palacios’ full registration record.