Erich Imphong has been an investment adviser representative at X Advisors since April 2025, and is not listed among the firm’s executive officers or direct owners.
X Advisors, LLC is a Santa Maria, CA firm with $229M under management, 659 clients and 5 advisers across 5 offices, as of its May 2026 filing.
Erich Imphong’s longest registration is the current one, 10 years at Peakstone Financial Advisors since 2016. Before joining X Advisors in 2025, Erich Imphong was registered through Independent Financial Group, LLC and Geier Asset Management Inc.
- Independent Financial Group, LLC– · under a yearChevy Chase, MD · Adviser representative · Firm CRD 7717
- Peakstone Financial AdvisorsAlso current– present · 10 yearsAdviser representative · Firm CRD 127635
- Geier Asset Management Inc– · 3 yearsMarriottsville, MD · Adviser representative · Firm CRD 109986
Investment adviser representative registrations
Erich Imphong is registered as an investment adviser representative in 2 states. The first approvals date from August 2016; the most recent is Texas, in July 2022.
- MarylandSince 5 August 2016
- TexasSince 15 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 April 2017 |
| Series 7 | General Securities Representative Examination | 13 October 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Erich Michael Imphong
- CRD
- 5083311
- Firm
- X Advisors · CRD 315838
- Office
- 8401 CONNECTICUT AVE SUITE 400, Chevy Chase, MD 20815
- Registration
- Investment adviser registration
- In the industry since
- February 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Erich Imphong work?
Erich Imphong is an investment adviser representative registered through X Advisors, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Erich Imphong a financial advisor?
Yes. Erich Imphong has a current investment-adviser registration in Maryland and Texas, through X Advisors since April 2025.
How many years of experience does Erich Imphong have?
Erich Imphong has 13 years in the financial industry, since February 2013, across 4 adviser firms.
What exams has Erich Imphong passed?
Erich Imphong has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2016. FINRA credited Erich Imphong with the SIE, which began in October 2018.
Where did Erich Imphong work before X Advisors?
Before X Advisors, Erich Imphong was registered through Independent Financial Group, LLC, March 2024 to February 2025; Geier Asset Management Inc, February 2013 to August 2016.
Where is Erich Imphong based?
Erich Imphong’s registered office is in Chevy Chase, MD.
Is Erich Imphong registered with FINRA?
No. Erich Imphong has no current broker registration.
How can I verify Erich Imphong’s record?
Search CRD 5083311 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erich Imphong’s full registration record.