Erica Unterreiner has been an investment adviser representative at Forefront Wealth Partners since September 2026, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Investment adviser representative registrations
Erica Unterreiner is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 1 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 August 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 June 2025 |
| SIE | Securities Industry Essentials Examination | 13 January 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Erica Michelle Unterreiner
- CRD
- 4444953
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Clearwater, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Erica Unterreiner work?
Erica Unterreiner is an investment adviser representative registered through Forefront Wealth Partners, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Erica Unterreiner a financial advisor?
Yes. Erica Unterreiner has a current investment-adviser registration in Florida, through Forefront Wealth Partners since September 2026.
How many years of experience does Erica Unterreiner have?
Erica Unterreiner has 1 year in the financial industry, since June 2025, across 1 adviser firm.
What exams has Erica Unterreiner passed?
Erica Unterreiner has passed 3 licensing exams: the SIE, Series 6TO and Series 65. The earliest, the SIE, was passed in January 2025.
Where is Erica Unterreiner based?
Erica Unterreiner’s registered office is in Clearwater, FL.
Is Erica Unterreiner registered with FINRA?
Yes. Erica Unterreiner has a current broker registration, under CRD 4444953.
Source: FINRA BrokerCheck
How can I verify Erica Unterreiner’s record?
Search CRD 4444953 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Erica Unterreiner’s full registration record.
