Erica Mathews has been Chief Compliance Officer of Financial Counseling Associates since May 2024, is a control person of the firm and directly owns between 5% and 10% of it.
Financial Counseling Associates, Inc. is a firm with $104M under management, 126 clients and 2 advisers across 4 offices, as of its February 2026 filing.
- – present · 5 yearsAurora, CO · Adviser representative · Firm CRD 115123
Investment adviser representative registrations
Erica Mathews is registered as an investment adviser representative in Colorado, since June 2021.
- ColoradoSince 29 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 June 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Erica Ann Mathews
- CRD
- 7397074
- Firm
- Financial Counseling Associates · CRD 115123
- Role
- Chief Compliance Officer
- Office
- Aurora, CO
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Erica Mathews work?
Erica Mathews has been Chief Compliance Officer of Financial Counseling Associates, Inc. since May 2024, and is a control person of the firm.
Is Erica Mathews a financial advisor?
Yes. Erica Mathews has a current investment-adviser registration in Colorado, through Financial Counseling Associates since June 2021.
How many years of experience does Erica Mathews have?
Erica Mathews has 5 years in the financial industry, since June 2021, across 1 adviser firm.
What exams has Erica Mathews passed?
Erica Mathews passed the Series 65 in June 2021.
Where is Erica Mathews based?
Erica Mathews’ registered office is in Aurora, CO.
Is Erica Mathews registered with FINRA?
No. Erica Mathews has no current broker registration.
How can I verify Erica Mathews’ record?
Search CRD 7397074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erica Mathews’ full registration record.