Eric Wolfe has been Managing Principal of Succession Financial since October 2018, is a control person of the firm and directly owns between 50% and 75% of it. Eric Wolfe holds a Degree in Political Science from Bowling Green State University.
Succession Financial, Inc. is a McKinney, TX firm with $210M under management, 173 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Eric Wolfe is Founder and Senior Advisor of Succession Financial, Inc. He began his career as a financial advisor in 1996, after active duty in Germany and continued service for some time in the US Army Reserve in Dallas. He has served on non-profit boards, including the inaugural board of Minnie's Food Pantry.
Eric Wolfe’s longest registration was 20 years at Ameriprise Financial Services, Inc. (1996–2016). Before joining Succession Financial in 2025, Eric Wolfe was registered through Wealthstar Advisors, LLC and Ameriprise Financial Services, Inc.
- Succession Financial, IncCurrent– present · 1 yearMcKinney, TX · Adviser representative · Firm CRD 336434
- Wealthstar Advisors, LLC– · 9 yearsMcKininey, TX · Adviser representative · Firm CRD 164957
- Ameriprise Financial Services, Inc.– · 20 yearsAllen, TX · Adviser representative · Firm CRD 6363
Professional designations
Listed by Succession Financial
- Certified Financial Planner® practitioner
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Eric Wolfe is registered as an investment adviser representative in Texas, since June 2025.
- TexasSince 27 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 1996 |
| Series 7 | General Securities Representative Examination | 14 May 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Edward Wolfe
- CRD
- 2738645
- Firm
- Succession Financial · CRD 336434
- Role
- Managing Principal
- Office
- 300 E. DAVIS STREET, STE. 152, McKinney, TX 75069
- Registration
- Investment adviser registration
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- succession-financial.com
Where does Eric Wolfe work?
Eric Wolfe has been Managing Principal of Succession Financial, Inc. since October 2018, and is a control person of the firm.
Is Eric Wolfe a financial advisor?
Yes. Eric Wolfe has a current investment-adviser registration in Texas, through Succession Financial since June 2025.
How many years of experience does Eric Wolfe have?
Eric Wolfe has 30 years in the financial industry, since May 1996, across 3 adviser firms.
What exams has Eric Wolfe passed?
Eric Wolfe has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in May 1996. FINRA credited Eric Wolfe with the SIE, which began in October 2018.
Where did Eric Wolfe work before Succession Financial?
Before Succession Financial, Eric Wolfe was registered through Ameriprise Financial Services, Inc., May 1996 to November 2016.
Where is Eric Wolfe based?
Eric Wolfe’s registered office is in McKinney, TX.
Is Eric Wolfe registered with FINRA?
No. Eric Wolfe has no current broker registration.
Is Eric Wolfe a CFP?
Succession Financial lists Eric Wolfe with the CFP credential (“Certified Financial Planner® practitioner”) on its website. CFP Board confirms certification status.
How can I verify Eric Wolfe’s record?
Search CRD 2738645 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Wolfe’s full registration record.
