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Eric Schwartz

Managing Member at AEM Asset Management in Somerset, NJ

Investment adviser registrationUpdated

Eric Schwartz is Managing Member of Aem Asset Management, LLC, an investment adviser managing $118M, and works from its Somerset, NJ office. Eric Schwartz has been registered as an investment adviser representative through AEM Asset Management since 16 September 2020, has 6 years in the industry across 2 firms and has passed the Series 65.

6
Years in industry
6
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Eric Schwartz has been Managing Member of AEM Asset Management since May 2020, is a control person of the firm and directly owns between 25% and 50% of it.

Aem Asset Management, LLC is a Somerset, NJ firm with $118M under management, 45 clients and 2 advisers across 2 offices, as of its March 2026 filing.

Eric Schwartz’s longest registration is the current one, 6 years at AEM Asset Management since 2020. Before joining AEM Asset Management in 2020, Eric Schwartz was registered through RRBB Asset Management, LLC.

  1. Aem Asset Management, LLCCurrent
    – present · 6 years
    Somerset, NJ · Adviser representative · Firm CRD 310360
  2. RRBB Asset Management, LLC
    – · under a year
    Maplewood, NJ · Adviser representative · Firm CRD 157823

Credentials and registrations

Investment adviser representative registrations

Eric Schwartz is registered as an investment adviser representative in New Jersey, since September 2020.

  • New JerseySince 16 September 2020

Examinations

Series 6512 December 2019
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Eric Jason Schwartz
CRD
5879911
Firm
AEM Asset Management · CRD 310360
Role
Managing Member
Office
265 DAVIDSON AVE, SUITE 210, Somerset, NJ 08873
Registration
Investment adviser registration
In the industry since
January 2020
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Eric Schwartz work?

Eric Schwartz has been Managing Member of Aem Asset Management, LLC since May 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Eric Schwartz a financial advisor?

Yes. Eric Schwartz has a current investment-adviser registration in New Jersey, through AEM Asset Management since September 2020.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Eric Schwartz have?

Eric Schwartz has 6 years in the financial industry, since January 2020, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Eric Schwartz passed?

Eric Schwartz passed the Series 65 in December 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Eric Schwartz based?

Eric Schwartz’s registered office is in Somerset, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Eric Schwartz registered with FINRA?

No. Eric Schwartz has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Eric Schwartz’s record?

Search CRD 5879911 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Schwartz’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at AEM Asset Management

Sources

  1. IAPD individual record, CRD 5879911, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Aem Asset Management, LLC, filed 30 March 2026. Title, control and ownership bands.
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