Eric Schrum has been President and CCO of Schrum Private Wealth Management since January 2025, is a control person of the firm and directly owns between 50% and 75% of it.
Schrum Private Wealth Management, LLC is a Saint Augustine, FL firm with $186M under management, 173 clients and 3 advisers across 2 offices, as of its March 2026 filing.
Eric Schrum’s longest registration is the current one, 4 years at Schrum Private Wealth Management since 2021. Before joining Schrum Private Wealth Management in 2021, Eric Schrum was registered through Spire Wealth Management, LLC.
- – present · 4 yearsRaleigh, NC · Adviser representative · Firm CRD 312164
- Spire Wealth Management, LLC– · 4 yearsRaleigh, NC · Adviser representative · Firm CRD 113908
Investment adviser representative registrations
Eric Schrum is registered as an investment adviser representative in 3 states. The first approvals date from October 2021; the most recent is Texas, in June 2023.
- FloridaSince 14 December 2021
- North CarolinaSince 29 October 2021
- TexasSince 21 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 March 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 2016 |
| Series 7 | General Securities Representative Examination | 26 February 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Lewis Schrum
- CRD
- 6605854
- Firm
- Schrum Private Wealth Management · CRD 312164
- Role
- President and CCO
- Office
- 4325 LAKE BOONE TRAIL, # 225, Raleigh, NC 27607
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Schrum work?
Eric Schrum has been President and CCO of Schrum Private Wealth Management, LLC since January 2025, and is a control person of the firm.
Is Eric Schrum a financial advisor?
Yes. Eric Schrum has a current investment-adviser registration in Florida, North Carolina and Texas, through Schrum Private Wealth Management since October 2021.
How many years of experience does Eric Schrum have?
Eric Schrum has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has Eric Schrum passed?
Eric Schrum has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2016. FINRA credited Eric Schrum with the SIE, which began in October 2018.
Where did Eric Schrum work before Schrum Private Wealth Management?
Before Schrum Private Wealth Management, Eric Schrum was registered through Spire Wealth Management, LLC, March 2017 to October 2021.
Where is Eric Schrum based?
Eric Schrum’s registered office is in Raleigh, NC.
Is Eric Schrum registered with FINRA?
No. Eric Schrum has no current broker registration.
How can I verify Eric Schrum’s record?
Search CRD 6605854 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Schrum’s full registration record.
