Career
Eric Roberts has been Executive Director, Chief Executive Officer Fiera USA & Director of Fiera Capital since November 2023. Eric Roberts is a control person of the firm and directly owns under 5% of it.
Fiera Capital Inc. is a New York, NY firm with $17.3B under management, 4,643 clients and 37 advisers across 3 offices, as of its August 2026 filing.
Fiera announced Eric Roberts’ appointment as Executive Director and CEO, Fiera USA, on 24 October 2023.
No adviser firm registrations are on Eric Roberts’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 November 2016 |
| Series 30 | NFA Branch Manager Examination | 22 December 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 2015 |
| Series 3 | National Commodity Futures Examination | 30 July 2014 |
| Series 7 | General Securities Representative Examination | 27 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- NFA Branch Manager Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Eric William Roberts
- CRD
- 4878508
- Firm bio
- us.fieracapital.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Eric Roberts work?
Eric Roberts has been Executive Director, Chief Executive Officer Fiera USA & Director of Fiera Capital Inc. since November 2023, and is a control person of the firm.
Does Eric Roberts have a current investment-adviser registration?
Eric Roberts has a current broker registration and no current investment-adviser registration.
What exams has Eric Roberts passed?
Eric Roberts has passed 5 licensing exams: the Series 7, Series 3, Series 63, Series 30 and Series 24. The earliest, the Series 7, was passed in December 2013. FINRA credited Eric Roberts with the SIE, which began in October 2018.
Leadership at Fiera Capital
- Carolyn DolanExecutive Vice President, Head of Private Wealth, U.S.
- Scott EinhornExecutive Vice President, Regional Managing Partner
- Brandon LockerbyVice President of Finance, US
- Lucas PontilloExecutive Director, Global Chief Financial Officer and Head of Corporate Strategy & Director
- Laura PentimoneChief Compliance Officer & Head of Compliance, U.S.