Eric Peck has been an investment adviser representative at Southport Station Financial Management since August 2020, and is not listed among the firm’s executive officers or direct owners.
Southport Station Financial Management, LLC is a Southport, CT firm with $192M under management, 182 clients and 3 advisers across 3 offices, as of its March 2026 filing.
- – present · 6 yearsSouthport, CT · Adviser representative · Firm CRD 146270
Investment adviser representative registrations
Eric Peck is registered as an investment adviser representative in 2 states. The first approvals date from August 2020; the most recent is Texas, in February 2022.
- ConnecticutSince 25 August 2020
- TexasSince 22 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 August 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Eric Carl Peck
- CRD
- 6711989
- Firm
- Southport Station Financial Management · CRD 146270
- Office
- 368 CENTER STREET, Southport, CT 06890
- Registration
- Investment adviser registration
- In the industry since
- August 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Peck work?
Eric Peck is an investment adviser representative registered through Southport Station Financial Management, LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Eric Peck a financial advisor?
Yes. Eric Peck has a current investment-adviser registration in Connecticut and Texas, through Southport Station Financial Management since August 2020.
How many years of experience does Eric Peck have?
Eric Peck has 6 years in the financial industry, since August 2020, across 1 adviser firm.
What exams has Eric Peck passed?
Eric Peck passed the Series 65 in August 2020.
Where is Eric Peck based?
Eric Peck’s registered office is in Southport, CT.
Is Eric Peck registered with FINRA?
No. Eric Peck has no current broker registration.
How can I verify Eric Peck’s record?
Search CRD 6711989 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Peck’s full registration record.