Eric Nye has been President, Chief Compliance Officer of Nye Wealth Management since January 2014, is a control person of the firm and directly owns 75% or more of it.
Nye Wealth Management LLC is a Hudson, OH firm with $108M under management, 225 clients and 1 adviser in one office, as of its February 2026 filing.
Eric A. "Rick" Nye is Principal and Investment Advisor Representative of Nye Wealth Management, and its founder and sole managing member. He, his father and his brother launched Nye Financial Group in 1999, and in 2013 he founded Nye Wealth Management. He helps individuals and families prepare for retirement.
Eric Nye’s longest registration is the current one, 12 years at Nye Wealth Management since 2014. Before joining Nye Wealth Management in 2014, Eric Nye was registered through Naples Asset Management Co., LLC and Nye Wealth Management LLC.
- Nye Wealth Management LLCCurrent– present · 12 yearsHudson, OH · Adviser representative · Firm CRD 170415
- Naples Asset Management Co., LLC– · under a yearMooresville, NC · Adviser representative · Firm CRD 133978
- Nye Wealth Management LLC– · 2 yearsHudson, OH · Adviser representative · Firm CRD 147661
- The Planning Group– · under a yearHudson, OH · Adviser representative · Firm CRD 113887
Professional designations
Listed by Nye Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Eric Nye is registered as an investment adviser representative in Ohio, since March 2014.
- OhioSince 14 March 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 3 July 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 1996 |
| Series 7 | General Securities Representative Examination | 22 March 1991 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Allen Nye
- CRD
- 2106058
- Firm
- Nye Wealth Management · CRD 170415
- Role
- President, Chief Compliance Officer
- Office
- 85 SOUTH MAIN STREET, Hudson, OH 44236
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- nyewealth.com
Where does Eric Nye work?
Eric Nye has been President, Chief Compliance Officer of Nye Wealth Management LLC since January 2014, and is a control person of the firm.
Is Eric Nye a financial advisor?
Yes. Eric Nye has a current investment-adviser registration in Ohio, through Nye Wealth Management since March 2014.
How many years of experience does Eric Nye have?
Eric Nye has 16 years in the financial industry, since July 2010, across 4 adviser firms.
What exams has Eric Nye passed?
Eric Nye has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in March 1991.
Where did Eric Nye work before Nye Wealth Management?
Before Nye Wealth Management, Eric Nye was registered through Naples Asset Management Co., LLC, February 2012 to December 2012; Nye Wealth Management LLC (CRD 147661), June 2009 to August 2011; The Planning Group, September 2008 to June 2009.
Where is Eric Nye based?
Eric Nye’s registered office is in Hudson, OH.
Is Eric Nye registered with FINRA?
No. Eric Nye has no current broker registration.
Is Eric Nye a CFP?
Nye Wealth Management lists Eric Nye with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Eric Nye’s record?
Search CRD 2106058 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Nye’s full registration record.