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Eric Maxwell

Senior Vice President at Eagle Capital Management in Mandeville, LA

Investment adviser registrationUpdated

Eric Maxwell is Senior Vice President of Eagle Capital Management, LLC, an investment adviser managing $455M, and works from its Mandeville, LA office. Eric Maxwell has been registered as an investment adviser representative through Eagle Capital Management since 9 November 2011, has 14 years in the industry across 1 firm and has passed the Series 65.

14
Years in industry
14
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Eric Maxwell has been Senior Vice President of Eagle Capital Management since July 2019, is a control person of the firm and directly owns between 10% and 25% of it. Eric Maxwell holds a Bachelor of Science in Human Resource Management from Oklahoma State University and a Master of Business Administration from Michael F. Price College of Business, University of Oklahoma.

Eagle Capital Management, LLC is a Mandeville, LA firm with $455M under management, 312 clients and 2 advisers across 2 offices, as of its February 2026 filing.

Eric V. Maxwell is Executive Vice President and co-owner of Eagle Capital Management, LLC. He joined Eagle Capital Management in 2011. Earlier he was Director of Compensation and Human Resource Systems at IAP Worldwide Services Inc., and before that spent eight years at Rayonier Inc., where he was recruited to implement and manage a company-wide human resource information system.

  1. – present · 14 years
    Mandeville, LA · Adviser representative · Firm CRD 110177

Credentials and registrations

Investment adviser representative registrations

Eric Maxwell is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2011; the most recent is Texas, in October 2020.

  • LouisianaSince 9 November 2011
  • TexasResidentSince 30 October 2020

Examinations

Series 6523 May 2017
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Eric V. Maxwell
CRD
5990050
Firm
Eagle Capital Management · CRD 110177
Role
Senior Vice President
Office
1417 WEST CAUSEWAY APPROACH, Mandeville, LA 70471
Registration
Investment adviser registration
In the industry since
November 2011
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Eric Maxwell work?

Eric Maxwell has been Senior Vice President of Eagle Capital Management, LLC since July 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 February 2026

Is Eric Maxwell a financial advisor?

Yes. Eric Maxwell has a current investment-adviser registration in Louisiana and Texas, through Eagle Capital Management since November 2011.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Eric Maxwell have?

Eric Maxwell has 14 years in the financial industry, since November 2011, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Eric Maxwell passed?

Eric Maxwell passed the Series 65 in May 2017.

Source: IAPD individual record, checked 22 October 2026

Where is Eric Maxwell based?

Eric Maxwell’s registered office is in Mandeville, LA.

Source: IAPD individual record, checked 22 October 2026

Is Eric Maxwell registered with FINRA?

No. Eric Maxwell has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Eric Maxwell’s record?

Search CRD 5990050 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Maxwell’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Eagle Capital Management

Sources

  1. IAPD individual record, CRD 5990050, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Eagle Capital Management, LLC, filed 14 February 2026. Title, control and ownership bands.
  3. Eagle Capital Management team page. Biography, education, credentials, awards.