Eric Joynt has been an investment adviser representative at Prospettiva Financial since November 2023, and is not listed among the firm’s executive officers or direct owners.
Prospettiva Financial LLC is a San Francisco, CA firm with $129M under management, 294 clients and 3 advisers across 4 offices, as of its March 2026 filing.
Eric Joynt is a Financial Planner of Prospettiva Financial, based in San Francisco. His role covers financial planning, risk management and wealth management. He started in a support role in operations, then worked as a back-office investment consultant, and later as a financial coach.
Eric Joynt’s longest registration is the current one, 2 years at Prospettiva Financial since 2023. Before joining Prospettiva Financial in 2023, Eric Joynt was registered through SGL Investment Advisors, Inc. and S.G. Long & Company.
- Prospettiva FinancialCurrent– present · 2 yearsMissoula, MT · Adviser representative · Firm CRD 148760
- SGL Investment Advisors, Inc.– · under a yearMissoula, MT · Adviser representative · Firm CRD 145167
- S.G. Long & Company– · under a yearMissoula, MT · Adviser representative · Firm CRD 47511
Professional designations
Listed by Prospettiva Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Chartered Life Underwriter (CLU®)
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
Eric Joynt is registered as an investment adviser representative in Montana, since November 2023.
- MontanaSince 21 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 11 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 February 2013 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric Robert Joynt
- CRD
- 6140720
- Firm
- Prospettiva Financial · CRD 148760
- Office
- Missoula, MT
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prospettivafinancial.com
Where does Eric Joynt work?
Eric Joynt is an investment adviser representative registered through Prospettiva Financial LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Eric Joynt a financial advisor?
Yes. Eric Joynt has a current investment-adviser registration in Montana, through Prospettiva Financial since November 2023.
How many years of experience does Eric Joynt have?
Eric Joynt has 10 years in the financial industry, since March 2016, across 3 adviser firms.
What exams has Eric Joynt passed?
Eric Joynt has passed 3 licensing exams: the Series 6, Series 63 and Series 7TO. The earliest, the Series 6, was passed in February 2013. FINRA credited Eric Joynt with the SIE, which began in October 2018.
Where did Eric Joynt work before Prospettiva Financial?
Before Prospettiva Financial, Eric Joynt was registered through SGL Investment Advisors, Inc., April 2022 to June 2022; S.G. Long & Company, June 2021 to June 2022.
Where is Eric Joynt based?
Eric Joynt’s registered office is in Missoula, MT.
Is Eric Joynt registered with FINRA?
No. Eric Joynt has no current broker registration.
Is Eric Joynt a CFP?
Prospettiva Financial lists Eric Joynt with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Eric Joynt’s record?
Search CRD 6140720 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Joynt’s full registration record.
