Eric Johnson has been Chief Compliance Officer and Co-President of Roth Financial Partners since June 2020, is a control person of the firm and directly owns under 5% of it. Eric Johnson holds a Bachelor of Business Administration from The University of Texas at Austin and a Master in Professional Accounting from The University of Texas at Austin.
Roth Financial Partners LLC is a Kingwood, TX firm with $460M under management, 267 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Eric Johnson is a Financial Advisor at Roth Financial Partners, where he oversees the investment and portfolio-management functions. He joined the team in 2017 after almost four years at a Big 4 public accounting firm in the Federal Tax practice, working on tax return preparation and tax planning.
Eric Johnson’s longest registration is the current one, 6 years at Roth Financial Partners since 2020. Before joining Roth Financial Partners in 2020, Eric Johnson was registered through Raymond James Financial Services Advisors, Inc.
- Roth Financial Partners LLCCurrent– present · 6 yearsKingwood, TX · Adviser representative · Firm CRD 309814
- Raymond James Financial Services Advisors, Inc– · 2 yearsKingwood, TX · Adviser representative · Firm CRD 149018
Professional designations
Listed by Roth Financial Partners
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst® (CIMA®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Eric Johnson is registered as an investment adviser representative in Texas, since October 2020.
- TexasSince 2 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 October 2017 |
| Series 7 | General Securities Representative Examination | 25 August 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Abram Johnson
- CRD
- 6771240
- Firm
- Roth Financial Partners · CRD 309814
- Role
- Chief Compliance Officer and Co-President
- Office
- 855 ROCKMEAD DRIVE, SUITE 703, Kingwood, TX 77339
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rothfinancialpartners.com
Where does Eric Johnson work?
Eric Johnson has been Chief Compliance Officer and Co-President of Roth Financial Partners LLC since June 2020, and is a control person of the firm.
Is Eric Johnson a financial advisor?
Yes. Eric Johnson has a current investment-adviser registration in Texas, through Roth Financial Partners since October 2020.
How many years of experience does Eric Johnson have?
Eric Johnson has 9 years in the financial industry, since August 2017, across 2 adviser firms.
What exams has Eric Johnson passed?
Eric Johnson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2017. FINRA credited Eric Johnson with the SIE, which began in October 2018.
Where did Eric Johnson work before Roth Financial Partners?
Before Roth Financial Partners, Eric Johnson was registered through Raymond James Financial Services Advisors, Inc, October 2017 to October 2020.
Where is Eric Johnson based?
Eric Johnson’s registered office is in Kingwood, TX.
Is Eric Johnson registered with FINRA?
No. Eric Johnson has no current broker registration.
Is Eric Johnson a CFP?
Roth Financial Partners lists Eric Johnson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Eric Johnson’s record?
Search CRD 6771240 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Johnson’s full registration record.
