Eric Gardner has held the title Member at All Star Financial since January 2024, is not listed as a control person, but directly owns between 5% and 10% of the firm.
All Star Financial LLC is a Minneapolis, MN firm with $882M under management, 558 clients and 5 advisers in one office, as of its February 2026 filing.
Eric Gardner’s longest registration was 9 years at Ameriprise Financial Services, Inc. (2008–2017). Before joining All Star Financial in 2022, Eric Gardner was registered through All Star Financial Inc and Ameriprise Financial Services, Inc.
- Sequoia Financial Group, L.L.C.Also current– present · under a yearMinneapolis, MN · Adviser representative · Firm CRD 117756
- All Star FinancialCurrent– present · 3 yearsMinneapolis, MN · Adviser representative · Firm CRD 323765
- All Star Financial Inc– · under a yearMinneapolis, MN · Adviser representative · Firm CRD 110718
- Ameriprise Financial Services, Inc.– · 9 yearsWest Des Moines, IA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Eric Gardner is registered as an investment adviser representative in Minnesota, since November 2022.
- MinnesotaSince 7 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 March 2007 |
| Series 7 | General Securities Representative Examination | 20 February 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric James Gardner
- CRD
- 5152492
- Firm
- All Star Financial · CRD 323765
- Role
- Member
- Office
- 3800 AMERICAN BLVD WEST, SUITE 620, Minneapolis, MN 55431
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Gardner work?
Eric Gardner has held the title Member at All Star Financial LLC since January 2024.
Is Eric Gardner a financial advisor?
Yes. Eric Gardner has a current investment-adviser registration in Minnesota, through All Star Financial since November 2022.
How many years of experience does Eric Gardner have?
Eric Gardner has 16 years in the financial industry, since July 2010, across 4 adviser firms.
What exams has Eric Gardner passed?
Eric Gardner has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 2007. FINRA credited Eric Gardner with the SIE, which began in October 2018.
Where did Eric Gardner work before All Star Financial?
Before All Star Financial, Eric Gardner was registered through Ameriprise Financial Services, Inc., July 2008 to November 2017.
Where is Eric Gardner based?
Eric Gardner’s registered office is in Minneapolis, MN.
Is Eric Gardner registered with FINRA?
No. Eric Gardner has no current broker registration.
How can I verify Eric Gardner’s record?
Search CRD 5152492 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Gardner’s full registration record.