Eric Filippone has been an investment adviser representative at Buckram Securities since March 2022, and is not listed among the firm’s executive officers or direct owners.
Buckram Securities LTD is a Locust Valley, NY firm with $117M under management, 173 clients and 2 advisers in one office, as of its February 2026 filing.
- Buckram Securities LTDCurrent– present · 4 yearsLocust Valley, NY · Adviser representative · Firm CRD 126976
Investment adviser representative registrations
Eric Filippone is registered as an investment adviser representative in New York, since March 2022.
- New YorkSince 10 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 March 2022 |
| Series 53 | Municipal Securities Principal Examination | 6 June 2019 |
| Series 52TO | Municipal Securities Representative Examination | 10 April 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 May 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 June 2015 |
| Series 7 | General Securities Representative Examination | 17 May 2015 |
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Matthew Filippone
- CRD
- 6491895
- Firm
- Buckram Securities · CRD 126976
- Office
- 168 FOREST AVENUE, SUITE 202, Locust Valley, NY 11560
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Eric Filippone work?
Eric Filippone is an investment adviser representative registered through Buckram Securities LTD since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Eric Filippone a financial advisor?
Yes. Eric Filippone has a current investment-adviser registration in New York, through Buckram Securities since March 2022.
How many years of experience does Eric Filippone have?
Eric Filippone has 10 years in the financial industry, since December 2015, across 1 adviser firm.
What exams has Eric Filippone passed?
Eric Filippone has passed 7 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 52TO, Series 53 and Series 66. The earliest, the Series 7, was passed in May 2015. FINRA credited Eric Filippone with the SIE, which began in October 2018.
Where is Eric Filippone based?
Eric Filippone’s registered office is in Locust Valley, NY.
Is Eric Filippone registered with FINRA?
Yes. Eric Filippone has a current broker registration, under CRD 6491895.
Source: FINRA BrokerCheck
How can I verify Eric Filippone’s record?
Search CRD 6491895 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Eric Filippone’s full registration record.
- Peter Philip DebuonaPresident/CCO
- Jane DebuonaFINOP
- Eric Matthew FilipponePrincipal
- Maria Ann RutterPrincipal