Eric Eaton has been an investment adviser representative at Psi Advisors since February 2019, and is not listed among the firm’s executive officers or direct owners.
Psi Advisors, LLC is a Tampa, FL firm with $801M under management, 1,745 clients and 12 advisers across 4 offices, as of its September 2026 filing.
Eric Eaton’s longest registration was 15 years at Principal Securities, Inc. (2001–2016). Before joining Psi Advisors in 2019, Eric Eaton was registered through LPL Financial LLC and Principal Securities, Inc.
- LPL Financial LLC– · under a yearTampa, FL · Adviser representative · Firm CRD 6413
- Principal Securities, Inc.– · 15 yearsTampa, FL · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Eric Eaton is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2019; the most recent is Florida, in March 2019.
- FloridaSince 15 March 2019
- TexasResidentSince 8 February 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 February 2001 |
| Series 7 | General Securities Representative Examination | 31 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 October 1997 |
| Series 52 | Municipal Securities Representative Examination | 5 September 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Eric Damien Eaton
- CRD
- 2938571
- Firm
- Psi Advisors · CRD 285880
- Office
- 13059 W. LINEBAUGH AVE., SUITE 102, Tampa, FL 33626
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Eric Eaton work?
Eric Eaton is an investment adviser representative registered through Psi Advisors, LLC since February 2019, and is not listed among the firm’s executive officers or direct owners.
Is Eric Eaton a financial advisor?
Yes. Eric Eaton has a current investment-adviser registration in Florida and Texas, through Psi Advisors since February 2019.
How many years of experience does Eric Eaton have?
Eric Eaton has 29 years in the financial industry, since September 1997, across 3 adviser firms.
What exams has Eric Eaton passed?
Eric Eaton has passed 4 licensing exams: the Series 52, Series 63, Series 7 and Series 65. The earliest, the Series 52, was passed in September 1997. FINRA credited Eric Eaton with the SIE, which began in October 2018.
Where did Eric Eaton work before Psi Advisors?
Before Psi Advisors, Eric Eaton was registered through LPL Financial LLC, October 2016 to April 2017; Principal Securities, Inc., July 2001 to October 2016.
Where is Eric Eaton based?
Eric Eaton’s registered office is in Tampa, FL.
Is Eric Eaton registered with FINRA?
Yes. Eric Eaton has a current broker registration, under CRD 2938571.
Source: FINRA BrokerCheck
How can I verify Eric Eaton’s record?
Search CRD 2938571 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Eric Eaton’s full registration record.