Emma Schneider has been an investment adviser representative at Tradewinds since March 2026, and is not listed among the firm’s executive officers or direct owners.
Tradewinds, LLC is a Raleigh, NC firm with $659M under management, 505 clients and 9 advisers in one office, as of its March 2026 filing.
Emma Schneider’s longest registration was under a year at Morgan Stanley (2025–2026). Before joining Tradewinds in 2026, Emma Schneider was registered through Morgan Stanley.
- Tradewinds, LLCCurrent– present · under a yearRaleigh, NC · Adviser representative · Firm CRD 316415
- Morgan Stanley– · under a yearRaleigh, NC · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Emma Schneider is registered as an investment adviser representative in North Carolina, since March 2026.
- North CarolinaSince 8 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 12 June 2025 |
| Series 66 | Uniform Combined State Law Examination | 9 April 2025 |
| SIE | Securities Industry Essentials Examination | 24 February 2025 |
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Emma Isabelle Schneider
- CRD
- 8061141
- Firm
- Tradewinds · CRD 316415
- Office
- 4600 MARRIOTT DR., SUITE 200, Raleigh, NC 27612
- Registration
- Investment adviser registration
- In the industry since
- June 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Emma Schneider work?
Emma Schneider is an investment adviser representative registered through Tradewinds, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Emma Schneider a financial advisor?
Yes. Emma Schneider has a current investment-adviser registration in North Carolina, through Tradewinds since March 2026.
How many years of experience does Emma Schneider have?
Emma Schneider has 1 year in the financial industry, since June 2025, across 2 adviser firms.
What exams has Emma Schneider passed?
Emma Schneider has passed 3 licensing exams: the SIE, Series 66 and Series 7TO. The earliest, the SIE, was passed in February 2025.
Where did Emma Schneider work before Tradewinds?
Before Tradewinds, Emma Schneider was registered through Morgan Stanley, June 2025 to March 2026.
Where is Emma Schneider based?
Emma Schneider’s registered office is in Raleigh, NC.
Is Emma Schneider registered with FINRA?
No. Emma Schneider has no current broker registration.
How can I verify Emma Schneider’s record?
Search CRD 8061141 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emma Schneider’s full registration record.
