Emily Johns has been an investment adviser representative at Paragon Private Wealth Management since April 2021, and is not listed among the firm’s executive officers or direct owners.
Paragon Private Wealth Management LLC is a Lexington, KY firm with $458M under management, 169 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Emily Johns’ longest registration is the current one, 5 years at Paragon Private Wealth Management since 2021. Before joining Paragon Private Wealth Management in 2021, Emily Johns was registered through Morgan Stanley.
- – present · 5 yearsLexington, KY · Adviser representative · Firm CRD 312817
- Morgan Stanley– · 3 yearsLexington, KY · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Emily Johns is registered as an investment adviser representative in 2 states. Each was approved in April 2021.
- KentuckySince 23 April 2021
- TexasSince 23 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 October 2017 |
| Series 7 | General Securities Representative Examination | 25 May 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Emily Margaret Johns
- CRD
- 6707043
- Firm
- Paragon Private Wealth Management · CRD 312817
- Office
- 300 WEST VINE STREET, SUITE 2201, Lexington, KY 40507
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Emily Johns work?
Emily Johns is an investment adviser representative registered through Paragon Private Wealth Management LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Emily Johns a financial advisor?
Yes. Emily Johns has a current investment-adviser registration in Kentucky and Texas, through Paragon Private Wealth Management since April 2021.
How many years of experience does Emily Johns have?
Emily Johns has 9 years in the financial industry, since May 2017, across 2 adviser firms.
What exams has Emily Johns passed?
Emily Johns has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2017. FINRA credited Emily Johns with the SIE, which began in October 2018.
Where is Emily Johns based?
Emily Johns’ registered office is in Lexington, KY.
Is Emily Johns registered with FINRA?
No. Emily Johns has no current broker registration.
How can I verify Emily Johns’ record?
Search CRD 6707043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emily Johns’ full registration record.
