Emily Clare Cafasso has been an investment adviser representative at Compass Wealth Management since October 2023, and is not listed among the firm’s executive officers or direct owners. Emily Clare Cafasso studied University of Michigan at Ann Arbor.
Compass Wealth Management LLC is a Guilford, CT firm with $683M under management, 375 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Emily Clare Cafasso is Wealth Advisor of Compass Wealth Management, with 15 years of experience. She works with clients to understand their comprehensive financial picture, needs and goals, and helps develop and execute a plan for each client. Before joining Compass, she worked at Coastal Bridge Advisors, where she was Director of Advisory Services, advising families on financial planning, investment management and complex trust and estate planning.
Emily Clare Cafasso’s longest registration was 11 years at Coastal Bridge Advisors (2012–2023). Before joining Compass Wealth Management in 2023, Emily Clare Cafasso was registered through Coastal Bridge Advisors.
- – present · 3 yearsGuilford, CT · Adviser representative · Firm CRD 106289
- Coastal Bridge Advisors– · 11 yearsWestport, CT · Adviser representative · Firm CRD 152569
Investment adviser representative registrations
Emily Clare Cafasso is registered as an investment adviser representative in Connecticut, since October 2023.
- ConnecticutSince 17 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 18 October 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 2011 |
| Series 7 | General Securities Representative Examination | 23 November 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Emily Clare Ambrose Cafasso
- CRD
- 5859840
- Firm
- Compass Wealth Management · CRD 106289
- Office
- 10 WATER STREET, Guilford, CT 06437
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- compasswealthmanagement.com
Where does Emily Clare Cafasso work?
Emily Clare Cafasso is an investment adviser representative registered through Compass Wealth Management LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Emily Clare Cafasso a financial advisor?
Yes. Emily Clare Cafasso has a current investment-adviser registration in Connecticut, through Compass Wealth Management since October 2023.
How many years of experience does Emily Clare Cafasso have?
Emily Clare Cafasso has 14 years in the financial industry, since March 2012, across 2 adviser firms.
What exams has Emily Clare Cafasso passed?
Emily Clare Cafasso has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 2010.
Where did Emily Clare Cafasso work before Compass Wealth Management?
Before Compass Wealth Management, Emily Clare Cafasso was registered through Coastal Bridge Advisors, January 2012 to August 2023.
Where is Emily Clare Cafasso based?
Emily Clare Cafasso’s registered office is in Guilford, CT.
Is Emily Clare Cafasso registered with FINRA?
No. Emily Clare Cafasso has no current broker registration.
How can I verify Emily Clare Cafasso’s record?
Search CRD 5859840 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emily Clare Cafasso’s full registration record.
