Ellen Osthus has been Chief Compliance Officer of Truman Wealth Advisors since April 2025, is a control person of the firm and directly owns under 5% of it.
Truman Wealth Advisors LLC is a Columbia, MO firm with $106M under management, 98 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Ellen Osthus’ longest registration was 5 years at Equita Financial Network, Inc. (2019–2025). Before joining Truman Wealth Advisors in 2025, Ellen Osthus was registered through Equita Financial Network, Inc. and Access Financial Services, Inc.
- Equita Financial Network, Inc.– · 5 yearsSt Paul, MN · Adviser representative · Firm CRD 277031
- Access Financial Services, Inc.– · under a yearMinneapolis, MN · Adviser representative · Firm CRD 115361
- BGM Wealth Partners– · 3 yearsBloomington, MN · Adviser representative · Firm CRD 110483
- McGladrey Wealth Management LLC– · 3 yearsMinneapolis, MN · Adviser representative · Firm CRD 111221
Investment adviser representative registrations
Ellen Osthus is registered as an investment adviser representative in 2 states. Each was approved in April 2025.
- MinnesotaSince 2 April 2025
- TexasSince 2 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 August 2011 |
| Series 7 | General Securities Representative Examination | 16 May 2011 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ellen Katherine Osthus
- CRD
- 5841237
- Firm
- Truman Wealth Advisors · CRD 334752
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Ellen Osthus work?
Ellen Osthus has been Chief Compliance Officer of Truman Wealth Advisors LLC since April 2025, and is a control person of the firm.
Is Ellen Osthus a financial advisor?
Yes. Ellen Osthus has a current investment-adviser registration in Minnesota and Texas, through Truman Wealth Advisors since April 2025.
How many years of experience does Ellen Osthus have?
Ellen Osthus has 14 years in the financial industry, since December 2011, across 5 adviser firms.
What exams has Ellen Osthus passed?
Ellen Osthus has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2011.
Where did Ellen Osthus work before Truman Wealth Advisors?
Before Truman Wealth Advisors, Ellen Osthus was registered through Access Financial Services, Inc., April 2019 to August 2019; BGM Wealth Partners, June 2015 to April 2019; McGladrey Wealth Management LLC, August 2011 to March 2015.
Is Ellen Osthus registered with FINRA?
No. Ellen Osthus has no current broker registration.
How can I verify Ellen Osthus’ record?
Search CRD 5841237 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ellen Osthus’ full registration record.
