Elizabeth Ottaway has been an investment adviser representative at Pointe Capital Management since February 2015, and is not listed among the firm’s executive officers or direct owners. Elizabeth Ottaway holds a B.A. in Government from the College of William and Mary.
Pointe Capital Management LLC is a Grosse Pointe Farms, MI firm with $452M under management, 188 clients and 5 advisers in one office, as of its March 2026 filing.
Elizabeth S. Ottaway is Managing Director of Pointe Capital Management. She joined the firm in 2015 following a twenty-one-year career at Munder Capital Management, where she was a Senior Investment Manager providing guidance on investment policies, portfolio holdings and asset allocations to help clients achieve their goals. She also serves on Investment Committees for several charitable organizations.
Elizabeth Ottaway’s longest registration is the current one, 11 years at Pointe Capital Management since 2015. Before joining Pointe Capital Management in 2015, Elizabeth Ottaway was registered through Munder Capital Management.
- – present · 11 yearsGrosse Pointe Farms, MI · Adviser representative · Firm CRD 152520
- Munder Capital Management– · 3 yearsBirmingham, MI · Adviser representative · Firm CRD 106810
Professional designations
Listed by Pointe Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Elizabeth Ottaway is registered as an investment adviser representative in Michigan, since February 2015.
- MichiganSince 3 February 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 January 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Elizabeth Somers Ottaway
- CRD
- 1323760
- Firm
- Pointe Capital Management · CRD 152520
- Office
- 102 KERCHEVAL AVENUE, SUITE 200, Grosse Pointe Farms, MI 48236
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pointecapitalmanagement.com
Where does Elizabeth Ottaway work?
Elizabeth Ottaway is an investment adviser representative registered through Pointe Capital Management LLC since February 2015, and is not listed among the firm’s executive officers or direct owners.
Is Elizabeth Ottaway a financial advisor?
Yes. Elizabeth Ottaway has a current investment-adviser registration in Michigan, through Pointe Capital Management since February 2015.
How many years of experience does Elizabeth Ottaway have?
Elizabeth Ottaway has 15 years in the financial industry, since April 2011, across 2 adviser firms.
What exams has Elizabeth Ottaway passed?
Elizabeth Ottaway has passed 3 licensing exams: the Series 65, Series 6 and Series 63. The earliest, the Series 65, was passed in August 1996. FINRA credited Elizabeth Ottaway with the SIE, which began in October 2018.
Where did Elizabeth Ottaway work before Pointe Capital Management?
Before Pointe Capital Management, Elizabeth Ottaway was registered through Munder Capital Management, February 2011 to November 2014.
Where is Elizabeth Ottaway based?
Elizabeth Ottaway’s registered office is in Grosse Pointe Farms, MI.
Is Elizabeth Ottaway registered with FINRA?
No. Elizabeth Ottaway has no current broker registration.
Is Elizabeth Ottaway a CFP?
Pointe Capital Management lists Elizabeth Ottaway with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Elizabeth S. Ottaway, CFP biography, pointecapitalmanagement.com
How can I verify Elizabeth Ottaway’s record?
Search CRD 1323760 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Ottaway’s full registration record.
