Elissa Lococo has been an investment adviser representative at TLWM since April 2017, and is not listed among the firm’s executive officers or direct owners.
TLWM, LLC is a San Antonio, TX firm with $605M under management, 1,262 clients and 9 advisers across 5 offices, as of its March 2026 filing.
Investment adviser representative registrations
Elissa Lococo is registered as an investment adviser representative in Texas, since April 2017.
- TexasSince 5 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 April 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 2010 |
| Series 7 | General Securities Representative Examination | 1 September 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elissa M Lococo
- CRD
- 5660334
- Firm
- TLWM · CRD 158305
- Office
- 40 N.E. Loop 410, Suite 644, San Antonio, TX 78216
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Elissa Lococo work?
Elissa Lococo is an investment adviser representative registered through TLWM, LLC since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Elissa Lococo a financial advisor?
Yes. Elissa Lococo has a current investment-adviser registration in Texas, through TLWM since April 2017.
How many years of experience does Elissa Lococo have?
Elissa Lococo has 15 years in the financial industry, since November 2010, across 1 adviser firm.
What exams has Elissa Lococo passed?
Elissa Lococo has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2010. FINRA credited Elissa Lococo with the SIE, which began in October 2018.
Where is Elissa Lococo based?
Elissa Lococo’s registered office is in San Antonio, TX.
Is Elissa Lococo registered with FINRA?
Yes. Elissa Lococo has a current broker registration, under CRD 5660334.
Source: FINRA BrokerCheck
How can I verify Elissa Lococo’s record?
Search CRD 5660334 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Elissa Lococo’s full registration record.