Edward Buxton has been an investment adviser representative at Newman Dignan & Sheerar since February 2003, and is not listed among the firm’s executive officers or direct owners.
Newman Dignan & Sheerar, Inc is a Providence, RI firm with $731M under management, 536 clients and 6 advisers across 3 offices, as of its May 2026 filing.
Edward D. Buxton is Principal of NDS Wealth Advisors, based in Providence, RI, with over 50 years of investment management experience. Before joining the firm, he was a senior vice president and investment counselor with Fleet Investment Advisors in Providence. He began his career in 1969 as a portfolio manager for Rhode Island Hospital Trust and later became Rhode Island Regional Director of Investments for BankBoston.
Edward Buxton’s longest registration is the current one, 23 years at Newman Dignan & Sheerar since 2003. Before joining Newman Dignan & Sheerar in 2003, Edward Buxton was registered through Fleet Investment Advisors Inc.
- Fleet Investment Advisors Inc.– · 2 yearsProvidence, RI · Adviser representative · Firm CRD 108403
Investment adviser representative registrations
Edward Buxton is registered as an investment adviser representative in 2 states. The first approvals date from February 2003; the most recent is Massachusetts, in February 2024.
- MassachusettsSince 15 February 2024
- Rhode IslandSince 24 February 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 March 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Edward David Buxton
- CRD
- 4549995
- Firm
- Newman Dignan & Sheerar · CRD 107565
- Registration
- Investment adviser registration
- In the industry since
- June 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- newmandignan.com
Where does Edward Buxton work?
Edward Buxton is an investment adviser representative registered through Newman Dignan & Sheerar, Inc since February 2003, and is not listed among the firm’s executive officers or direct owners.
Is Edward Buxton a financial advisor?
Yes. Edward Buxton has a current investment-adviser registration in Massachusetts and Rhode Island, through Newman Dignan & Sheerar since February 2003.
How many years of experience does Edward Buxton have?
Edward Buxton has 26 years in the financial industry, since June 2000, across 2 adviser firms.
What exams has Edward Buxton passed?
Edward Buxton passed the Series 65 in March 2000.
Where did Edward Buxton work before Newman Dignan & Sheerar?
Before Newman Dignan & Sheerar, Edward Buxton was registered through Fleet Investment Advisors Inc., May 2000 to January 2003.
Is Edward Buxton registered with FINRA?
No. Edward Buxton has no current broker registration.
How can I verify Edward Buxton’s record?
Search CRD 4549995 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Edward Buxton’s full registration record.
