Eduardo Cases Gallardo has been an investment adviser representative at Aton Financial since March 2017, and is not listed among the firm’s executive officers or direct owners.
Aton Financial LLC is a San Juan, PR firm with $601M under management, 274 clients and 7 advisers across 3 offices, as of its July 2026 filing.
Investment adviser representative registrations
Eduardo Cases Gallardo is registered as an investment adviser representative in Puerto Rico, since March 2017.
- Puerto RicoSince 29 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 November 2004 |
| Series 24 | General Securities Principal Examination | 14 August 2004 |
| Series 7 | General Securities Representative Examination | 1 June 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 March 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eduardo Javier Cases Gallardo
- CRD
- 4633900
- Firm
- Aton Financial · CRD 173070
- Office
- Orlando, FL
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Eduardo Cases Gallardo work?
Eduardo Cases Gallardo is an investment adviser representative registered through Aton Financial LLC since March 2017, and is not listed among the firm’s executive officers or direct owners.
Is Eduardo Cases Gallardo a financial advisor?
Yes. Eduardo Cases Gallardo has a current investment-adviser registration in Puerto Rico, through Aton Financial since March 2017.
How many years of experience does Eduardo Cases Gallardo have?
Eduardo Cases Gallardo has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has Eduardo Cases Gallardo passed?
Eduardo Cases Gallardo has passed 4 licensing exams: the Series 6, Series 7, Series 24 and Series 66. The earliest, the Series 6, was passed in March 2003. FINRA credited Eduardo Cases Gallardo with the SIE, which began in October 2018.
Where is Eduardo Cases Gallardo based?
Eduardo Cases Gallardo’s registered office is in Orlando, FL.
Is Eduardo Cases Gallardo registered with FINRA?
No. Eduardo Cases Gallardo has no current broker registration.
How can I verify Eduardo Cases Gallardo’s record?
Search CRD 4633900 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eduardo Cases Gallardo’s full registration record.