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Dylan Cowen

Investment adviser representative at SGL Financial in West Hartford, CT

Investment adviser registrationUpdated

Dylan Cowen is an investment adviser representative at SGL Financial, LLC, an investment adviser managing $416M, and works from its West Hartford, CT office. Dylan Cowen has been registered through SGL Financial since 12 June 2013, has 13 years in the industry across 1 firm and has passed the Series 6, Series 63 and Series 65.

13
Years in industry
13
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 23 October 2026SEC record

Career

Dylan Cowen has been an investment adviser representative at SGL Financial since June 2013, and is not listed among the firm’s executive officers or direct owners.

SGL Financial, LLC is a Buffalo Grove, IL firm with $416M under management, 884 clients and 13 advisers across 4 offices, as of its September 2026 filing.

  1. – present · 13 years
    West Hartford, CT · Adviser representative · Firm CRD 158023

Credentials and registrations

Investment adviser representative registrations

Dylan Cowen is registered as an investment adviser representative in Connecticut, since June 2013.

  • ConnecticutSince 12 June 2013

Examinations

Series 6512 May 2011
Name
Uniform Investment Adviser Law Examination
Series 6318 May 2010
Name
Uniform Securities Agent State Law Examination
Series 63 May 2010
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Dylan Jacob Cowen
CRD
5782371
Firm
SGL Financial · CRD 158023
Office
433 S. Main Street, Suite 310, West Hartford, CT 06110
Registration
Investment adviser registration
In the industry since
June 2013
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Dylan Cowen work?

Dylan Cowen is an investment adviser representative registered through SGL Financial, LLC since June 2013, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 23 October 2026

Is Dylan Cowen a financial advisor?

Yes. Dylan Cowen has a current investment-adviser registration in Connecticut, through SGL Financial since June 2013.

Source: IAPD individual record, checked 23 October 2026

How many years of experience does Dylan Cowen have?

Dylan Cowen has 13 years in the financial industry, since June 2013, across 1 adviser firm.

Source: IAPD individual record, checked 23 October 2026

What exams has Dylan Cowen passed?

Dylan Cowen has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2010.

Source: IAPD individual record, checked 23 October 2026

Where is Dylan Cowen based?

Dylan Cowen’s registered office is in West Hartford, CT.

Source: IAPD individual record, checked 23 October 2026

Is Dylan Cowen registered with FINRA?

No. Dylan Cowen has no current broker registration.

Source: IAPD individual record, checked 23 October 2026

How can I verify Dylan Cowen’s record?

Search CRD 5782371 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dylan Cowen’s full registration record.

Source: IAPD individual record, checked 23 October 2026

Leadership at SGL Financial

Sources

  1. IAPD individual record, CRD 5782371, checked 23 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of SGL Financial, LLC, filed 22 September 2026. Executive officers and direct owners; this person is not among them.