Dwight Pendola has been an investment adviser representative at Horizon Wealth Advisors since April 2015, and is not listed among the firm’s executive officers or direct owners. Dwight Pendola holds a Bachelor of Science in Finance from the University of North Carolina at Wilmington.
Horizon Wealth Advisors, LLC is a firm with $235M under management, 582 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Dwight Pendola is an Investment Advisor Representative and Portfolio Manager of Horizon Wealth Advisors. He began his career as a Personal Banker with Wachovia Bank in 2006 and then moved into financial advising.
Dwight Pendola’s longest registration is the current one, 11 years at Horizon Wealth Advisors since 2015. Before joining Horizon Wealth Advisors in 2015, Dwight Pendola was registered through Rudd Asset Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Horizon Wealth AdvisorsCurrent– present · 11 yearsLakewood Ranch, FL · Adviser representative · Firm CRD 148338
- Rudd Asset Management– · 2 yearsSarasota, FL · Adviser representative · Firm CRD 162821
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsSarasota, FL · Adviser representative · Firm CRD 7691
- Edward Jones– · 2 yearsSarasota, FL · Adviser representative · Firm CRD 250
Professional designations
Listed by Horizon Wealth Advisors
- Certified Financial Planner™
Investment adviser representative registrations
Dwight Pendola is registered as an investment adviser representative in Florida, since April 2015.
- FloridaSince 29 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 July 2008 |
| Series 7 | General Securities Representative Examination | 17 July 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 November 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dwight Phillip Pendola
- CRD
- 5419103
- Firm
- Horizon Wealth Advisors · CRD 148338
- Office
- Lakewood Ranch, FL
- Registration
- Investment adviser registration
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- horizonwealthadvisors.com
Where does Dwight Pendola work?
Dwight Pendola is an investment adviser representative registered through Horizon Wealth Advisors, LLC since April 2015, and is not listed among the firm’s executive officers or direct owners.
Is Dwight Pendola a financial advisor?
Yes. Dwight Pendola has a current investment-adviser registration in Florida, through Horizon Wealth Advisors since April 2015.
How many years of experience does Dwight Pendola have?
Dwight Pendola has 18 years in the financial industry, since September 2008, across 4 adviser firms.
What exams has Dwight Pendola passed?
Dwight Pendola has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in November 2007.
Where did Dwight Pendola work before Horizon Wealth Advisors?
Before Horizon Wealth Advisors, Dwight Pendola was registered through Rudd Asset Management, March 2013 to April 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2010 to February 2013; Edward Jones, August 2008 to November 2010.
Where is Dwight Pendola based?
Dwight Pendola’s registered office is in Lakewood Ranch, FL.
Is Dwight Pendola registered with FINRA?
No. Dwight Pendola has no current broker registration.
Is Dwight Pendola a CFP?
Horizon Wealth Advisors lists Dwight Pendola with the CFP credential (“Certified Financial Planner™”) on its website. CFP Board confirms certification status.
How can I verify Dwight Pendola’s record?
Search CRD 5419103 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dwight Pendola’s full registration record.