Dustin Kennedy has been an investment adviser representative at Greenleaf Financial Network since April 2020, and is not listed among the firm’s executive officers or direct owners.
Greenleaf Financial Network, LLC is a firm with $124M under management, 189 clients and 11 advisers across 10 offices, as of its August 2026 filing.
Dustin Kennedy’s longest registration is the current one, 6 years at Greenleaf Financial Network since 2020. Before joining Greenleaf Financial Network in 2020, Dustin Kennedy was registered through TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc.
- – present · 6 yearsSpringfield, MO · Adviser representative · Firm CRD 284165
- TD Ameritrade Investment Management, LLC– · under a yearSpringfield, MO · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · under a yearSpringfield, MO · Adviser representative · Firm CRD 7870
- – · 1 yearSpringfield, MO · Adviser representative · Firm CRD 284165
- MML Investors Services, LLC– · under a yearSpringfield, MO · Adviser representative · Firm CRD 10409
- – · under a yearSpringfield, MO · Adviser representative · Firm CRD 284165
- Waddell & Reed– · 2 yearsSpringfield, MO · Adviser representative · Firm CRD 866
- Money Concepts Advisory Service– · under a yearSpringfield, MO · Adviser representative · Firm CRD 12963
Investment adviser representative registrations
Dustin Kennedy is registered as an investment adviser representative in Missouri, since April 2020.
- MissouriSince 30 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 13 July 2015 |
| Series 7 | General Securities Representative Examination | 20 January 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 December 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dustin Wayne Kennedy
- CRD
- 2199030
- Firm
- Greenleaf Financial Network · CRD 284165
- Office
- Springfield, MO
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Dustin Kennedy work?
Dustin Kennedy is an investment adviser representative registered through Greenleaf Financial Network, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Dustin Kennedy a financial advisor?
Yes. Dustin Kennedy has a current investment-adviser registration in Missouri, through Greenleaf Financial Network since April 2020.
How many years of experience does Dustin Kennedy have?
Dustin Kennedy has 12 years in the financial industry, since January 2014, across 6 adviser firms.
What exams has Dustin Kennedy passed?
Dustin Kennedy has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in December 2013. FINRA credited Dustin Kennedy with the SIE, which began in October 2018.
Where did Dustin Kennedy work before Greenleaf Financial Network?
Before Greenleaf Financial Network, Dustin Kennedy was registered through TD Ameritrade Investment Management, LLC, January 2020 to April 2020; TD Ameritrade, Inc., January 2020 to April 2020; MML Investors Services, LLC, September 2017 to June 2018; Waddell & Reed, February 2015 to June 2017; Money Concepts Advisory Service, January 2015 to March 2015.
Where is Dustin Kennedy based?
Dustin Kennedy’s registered office is in Springfield, MO.
Is Dustin Kennedy registered with FINRA?
No. Dustin Kennedy has no current broker registration.
How can I verify Dustin Kennedy’s record?
Search CRD 2199030 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dustin Kennedy’s full registration record.