Dustin Johnson has been an investment adviser representative at Heritage Asset Management since October 2022, and is not listed among the firm’s executive officers or direct owners.
Heritage Asset Management, LLC is a Belton, MO firm with $155M under management, 749 clients and 2 advisers in one office, as of its January 2026 filing.
Dustin Johnson’s longest registration was 9 years at Cetera Advisors LLC (2012–2022). Before joining Heritage Asset Management in 2022, Dustin Johnson was registered through Cetera Advisors LLC and Waddell & Reed, Inc.
- – present · 4 yearsBelton, MO · Adviser representative · Firm CRD 323344
- Cetera Advisors LLC– · 9 yearsBelton, MO · Adviser representative · Firm CRD 10299
- Waddell & Reed, Inc.– · 3 yearsIndependence, MO · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Dustin Johnson is registered as an investment adviser representative in 2 states. Each was approved in October 2022.
- MissouriSince 18 October 2022
- TexasSince 18 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 February 2009 |
| Series 7 | General Securities Representative Examination | 15 January 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dustin Andrew Johnson
- CRD
- 5523584
- Firm
- Heritage Asset Management · CRD 323344
- Office
- 7926 E 171ST STREET, Belton, MO 64012
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Dustin Johnson work?
Dustin Johnson is an investment adviser representative registered through Heritage Asset Management, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Dustin Johnson a financial advisor?
Yes. Dustin Johnson has a current investment-adviser registration in Missouri and Texas, through Heritage Asset Management since October 2022.
How many years of experience does Dustin Johnson have?
Dustin Johnson has 17 years in the financial industry, since January 2009, across 3 adviser firms.
What exams has Dustin Johnson passed?
Dustin Johnson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2009. FINRA credited Dustin Johnson with the SIE, which began in October 2018.
Where did Dustin Johnson work before Heritage Asset Management?
Before Heritage Asset Management, Dustin Johnson was registered through Waddell & Reed, Inc., February 2009 to November 2012.
Where is Dustin Johnson based?
Dustin Johnson’s registered office is in Belton, MO.
Is Dustin Johnson registered with FINRA?
No. Dustin Johnson has no current broker registration.
How can I verify Dustin Johnson’s record?
Search CRD 5523584 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dustin Johnson’s full registration record.