Douglas Woods has been an investment adviser representative at HealthView Asset Management since March 2016, and is not listed among the firm’s executive officers or direct owners.
Healthview Asset Management, Inc. is a Pittsburgh, PA firm with $104M under management, 180 clients and 2 advisers across 2 offices, as of its September 2026 filing.
- – present · 10 yearsPittsburgh, PA · Adviser representative · Firm CRD 141884
Investment adviser representative registrations
Douglas Woods is registered as an investment adviser representative in 2 states. The first approvals date from March 2016; the most recent is New York, in April 2023.
- New YorkSince 27 April 2023
- PennsylvaniaSince 7 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 March 1995 |
| Series 7 | General Securities Representative Examination | 22 February 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas Paul Woods
- CRD
- 2589368
- Firm
- HealthView Asset Management · CRD 141884
- Office
- 219 N MAIN STREET, Pittsburgh, PA 15215
- Registration
- Investment adviser registration
- In the industry since
- July 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Woods work?
Douglas Woods is an investment adviser representative registered through Healthview Asset Management, Inc. since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Woods a financial advisor?
Yes. Douglas Woods has a current investment-adviser registration in New York and Pennsylvania, through HealthView Asset Management since March 2016.
How many years of experience does Douglas Woods have?
Douglas Woods has 29 years in the financial industry, since July 1997, across 1 adviser firm.
What exams has Douglas Woods passed?
Douglas Woods has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 1995. FINRA credited Douglas Woods with the SIE, which began in October 2018.
Where is Douglas Woods based?
Douglas Woods’ registered office is in Pittsburgh, PA.
Is Douglas Woods registered with FINRA?
No. Douglas Woods has no current broker registration.
How can I verify Douglas Woods’ record?
Search CRD 2589368 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Woods’ full registration record.