Douglas Moon has been Managing Member and Chief Compliance Officer of O.F.O. Partners since October 2018, is a control person of the firm and directly owns 75% or more of it.
O.f.o. Partners, LLC is a Hingham, MA firm with $110M under management, 10 clients and 1 adviser across 2 offices, as of its April 2026 filing.
- O.f.o. Partners, LLCCurrent– present · 7 yearsHingham, MA · Adviser representative · Firm CRD 297424
Investment adviser representative registrations
Douglas Moon is registered as an investment adviser representative in 2 states. The first approvals date from November 2018; the most recent is Florida, in March 2026.
- FloridaSince 5 March 2026
- MassachusettsSince 13 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 December 2000 |
| Series 7 | General Securities Representative Examination | 23 October 2000 |
| Series 3 | National Commodity Futures Examination | 26 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- Douglas Vinal Moon
- CRD
- 4262572
- Firm
- O.F.O. Partners · CRD 297424
- Role
- Managing Member and Chief Compliance Officer
- Office
- 18 SHIPYARD DRIVE, SUITE 3D, Hingham, MA 02043
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Moon work?
Douglas Moon has been Managing Member and Chief Compliance Officer of O.f.o. Partners, LLC since October 2018, and is a control person of the firm.
Is Douglas Moon a financial advisor?
Yes. Douglas Moon has a current investment-adviser registration in Florida and Massachusetts, through O.F.O. Partners since November 2018.
How many years of experience does Douglas Moon have?
Douglas Moon has 25 years in the financial industry, since November 2000, across 1 adviser firm.
What exams has Douglas Moon passed?
Douglas Moon has passed 3 licensing exams: the Series 3, Series 7 and Series 66. The earliest, the Series 3, was passed in September 2000. FINRA credited Douglas Moon with the SIE, which began in October 2018.
Where is Douglas Moon based?
Douglas Moon’s registered office is in Hingham, MA.
Is Douglas Moon registered with FINRA?
No. Douglas Moon has no current broker registration.
How can I verify Douglas Moon’s record?
Search CRD 4262572 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Moon’s full registration record.