Douglas McCoy has been Chief Compliance Officer/Managing Partner of Montchanin Asset Management since May 2019, is a control person of the firm and directly owns 75% or more of it. Douglas McCoy holds a Bachelor of Arts from the University of Virginia.
Montchanin Asset Management, LLC is a Montchanin, DE firm with $121M under management, 60 clients and 2 advisers in one office, as of its March 2026 filing.
Douglas C. McCoy is Managing Partner of Montchanin Asset Management. He established the firm in 2001 and leads all aspects of it, with final authority over its investment and business direction. He is the primary decision-maker on equity research, security selection and portfolio construction, and directs the firm's business operations, compliance framework and strategic growth initiatives.
Douglas McCoy’s longest registration is the current one, 7 years at Montchanin Asset Management since 2019. Before joining Montchanin Asset Management in 2019, Douglas McCoy was registered through Bell Rock Capital, LLC and Montchanin Asset Management, LLC.
- – present · 7 yearsMontchanin, DE · Adviser representative · Firm CRD 304367
- Bell Rock Capital, LLC– · 2 yearsMontchanin, DE · Adviser representative · Firm CRD 139163
- Montchanin Asset Management, LLC– · under a yearMontchanin, DE · Adviser representative · Firm CRD 115365
Investment adviser representative registrations
Douglas McCoy is registered as an investment adviser representative in Pennsylvania, since June 2019.
- PennsylvaniaSince 27 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 March 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Douglas Carpenter McCoy
- CRD
- 4450939
- Firm
- Montchanin Asset Management · CRD 304367
- Role
- Chief Compliance Officer/Managing Partner
- Office
- 10 WEST ROCKLAND ROAD, Montchanin, DE 19710
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- montchaninasset.com
Where does Douglas McCoy work?
Douglas McCoy has been Chief Compliance Officer/Managing Partner of Montchanin Asset Management, LLC since May 2019, and is a control person of the firm.
Is Douglas McCoy a financial advisor?
Yes. Douglas McCoy has a current investment-adviser registration in Pennsylvania, through Montchanin Asset Management since June 2019.
How many years of experience does Douglas McCoy have?
Douglas McCoy has 9 years in the financial industry, since March 2017, across 3 adviser firms.
What exams has Douglas McCoy passed?
Douglas McCoy passed the Series 65 in March 2017.
Where did Douglas McCoy work before Montchanin Asset Management?
Before Montchanin Asset Management, Douglas McCoy was registered through Montchanin Asset Management, LLC (CRD 115365), March 2017 to October 2017.
Where is Douglas McCoy based?
Douglas McCoy’s registered office is in Montchanin, DE.
Is Douglas McCoy registered with FINRA?
No. Douglas McCoy has no current broker registration.
How can I verify Douglas McCoy’s record?
Search CRD 4450939 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas McCoy’s full registration record.