Douglas Hedley has been Chief Compliance Officer of Longwall Investment Partners since December 2022, is a control person of the firm and directly owns under 5% of it.
Longwall Investment Partners, LLC is a Westport, CT firm with $428M under management, 50 clients and 3 advisers across 5 offices, as of its July 2026 filing.
Douglas Hedley’s longest registration was 7 years at Praxia Financial Services, LLC (2015–2023). Before joining Longwall Investment Partners in 2023, Douglas Hedley was registered through Praxia Financial Services, LLC and Fieldpoint Private Securities LLC.
- Longwall Family OfficeCurrent– present · 3 yearsWestport, CT · Adviser representative · Firm CRD 324336
- Praxia Financial Services, LLC– · 7 yearsNew Cannan, CT · Adviser representative · Firm CRD 175415
- Fieldpoint Private Securities LLC– · 2 yearsGreenwich, CT · Adviser representative · Firm CRD 18975
- UBS Financial Services Inc.– · 3 yearsWestport, CT · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Douglas Hedley is registered as an investment adviser representative in 2 states. The first approvals date from April 2023; the most recent is Illinois, in June 2023.
- ConnecticutSince 5 April 2023
- IllinoisSince 7 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 2013 |
| Series 3 | National Commodity Futures Examination | 5 October 1993 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 September 1992 |
| Series 24 | General Securities Principal Examination | 28 August 1989 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 9 June 1986 |
| Series 7 | General Securities Representative Examination | 14 April 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Full name
- Douglas John Hedley
- CRD
- 1258703
- Firm
- Longwall Investment Partners · CRD 324336
- Role
- Chief Compliance Officer
- Office
- 8 WRIGHT ST, SUITE 107, Westport, CT 06880
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Hedley work?
Douglas Hedley has been Chief Compliance Officer of Longwall Investment Partners, LLC since December 2022, and is a control person of the firm.
Is Douglas Hedley a financial advisor?
Yes. Douglas Hedley has a current investment-adviser registration in Connecticut and Illinois, through Longwall Investment Partners since April 2023.
How many years of experience does Douglas Hedley have?
Douglas Hedley has 17 years in the financial industry, since June 2009, across 4 adviser firms.
What exams has Douglas Hedley passed?
Douglas Hedley has passed 6 licensing exams: the Series 7, Series 8, Series 24, Series 65, Series 3 and Series 63. The earliest, the Series 7, was passed in April 1984. FINRA credited Douglas Hedley with the SIE, which began in October 2018.
Where did Douglas Hedley work before Longwall Investment Partners?
Before Longwall Investment Partners, Douglas Hedley was registered through Fieldpoint Private Securities LLC, June 2012 to April 2015; UBS Financial Services Inc., February 2004 to June 2007.
Where is Douglas Hedley based?
Douglas Hedley’s registered office is in Westport, CT.
Is Douglas Hedley registered with FINRA?
No. Douglas Hedley has no current broker registration.
How can I verify Douglas Hedley’s record?
Search CRD 1258703 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Hedley’s full registration record.